GRIFFIN ASSET MANAGEMENT, LLC

C41
CRD 104548·SEC 801-7495·NEW YORK, NY
AUM
$1.05B
$1B+
Est. Revenue
$10.5M
@ 1% on AUM
Est. EBITDA
$3.2M
@ 30% margin
Est. Deal Value
$25.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GRIFFIN ASSET MANAGEMENT, LLC
CRD
104548
SEC file #
801-7495
EIN
821937567
DBA names

Economics

AUM
$1.05B
AUM band
$1B+
AUM trajectory
'20'26
$707.2M → $1.05B▲ +49%
Client mix
Individuals High Net Worth612
Other Investment Advisers59
Charitable Organizations12
Pension Profit Sharing Plans6

Operations

Employees (total)
10
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
7 advisors → 4 advisors▼ -43%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/25/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FAMIGLETTI, DOUGLAS, MAXWELL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
FAMIGLETTI, DOUGLAS, MAXWELL
JAMISON, MICHAEL, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:griffinasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001711574
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2017-07-12
Edgar Last Filing Date
2020-02-18
Edgar Form D Count
3
Edgar Form D Offerings
2020-02-182020-02-18 · 0001711574-20-000001
2018-07-102018-07-10 · 0001711578-18-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity6
Charles Schwab5
Pershing4
E*trade4
Morgan Stanley2
Edgar Addresses
Mailing
403 SOUTH LA GRANGE ROADLA GRANGE, IL 60525
Business
403 SOUTH LA GRANGE ROADLA GRANGE, IL 60525
Edgar EIN
821937567
Edgar Recent Filings
D/A2020-02-18 · 0001711574-20-000001
D/A2018-07-10 · 0001711578-18-000002
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2803488
Trust Company Affiliate
No