SourcingSourcing

METROPOLITAN WEST ASSET MANAGEMENT LLC

C42
CRD 104571·SEC 801-53332·LOS ANGELES, CA
AUM
$78.52B
$1B+
Est. Revenue
$785.2M
@ 1% on AUM
Est. EBITDA
$235.6M
@ 30% margin
Est. Deal Value
$1.88B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
METROPOLITAN WEST ASSET MANAGEMENT LLC
CRD
104571
SEC file #
801-53332
EIN
264573336
DBA names
—

Economics

AUM
$78.52B
AUM band
$1B+
AUM trajectory
'20'26
$109.55B → $78.52B▼ -28%
Client mix
Pooled Investment Vehicles40
State Or Municipal Govt14
Charitable Organizations13
Insurance Companies9
Investment Companies8

Operations

Employees (total)
377
Advisory staff (per ADV)
86
Advisory staff (5-yr trend)
'20'26
110 advisors → 86 advisors▼ -22%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
tcw.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TCW ASSET MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
TCW ASSET MANAGEMENT
BOWDEN, ANDREW, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TCW.COM
Rdap Domain Creation Date
1995-07-19T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
18
Form 5500 Total Compensation
5,193,304
Form 5500 Compensation Trajectory 3y
20255,193,304
Form 5500 Plan Count Trajectory 3y
202518
Schedule C Total Compensation
5,193,304
Schedule C Service Provider Rows
18

SEC EDGAR

Edgar Cik
0001461134
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2009-04-21
Edgar Last Filing Date
2010-02-10
Edgar Form D Count
7
Edgar Form D Offerings
2010-02-102010-02-10 · 0001461134-10-000001
2009-09-112009-09-11 · 0001461134-09-000006

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street6
E*trade4
Northern Trust2
U.s. Bank2
Bny Mellon2
Edgar Addresses
Mailing
11766 WILSHIRE BOULEVARDSUITE 1580LOS ANGELES, CA 90025
Business
11766 WILSHIRE BOULEVARDSUITE 1580LOS ANGELES, CA 90025
Edgar EIN
264573336
Edgar Recent Filings
D/A2010-02-10 · 0001461134-10-000001
D/A2009-09-11 · 0001461134-09-000006
Fee Schedule
Bracket Xii43
Bracket Iii36
Bracket Vi18
Bracket Ix7
Bracket Iv1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-18T04:00:00Z
Rdap Domain Last Changed
2025-12-30T18:41:38Z
Rdap Nameservers
Jule.ns.cloudflare.comMajor.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
105742
Trust Company Affiliate
Yes

People (9)

9
TCW ASSET MANAGEMENT COMPANY
Direct Owner · 87.5%
105742
BOWDEN, ANDREW, JOHN
Executive Officer · 2.5%
2480645
Jones, Kathryn, Lynn
Executive Officer · 2.5%
6768341
KOCH, KATHRYN, AGNES
Executive Officer · 2.5%
4561711
KUNG, JESSICA, H
Executive Officer · 2.5%
4833819
STERN, MARC, IRWIN
Executive Officer · 2.5%
4335929
STOLFI, MELISSA, LYNN
Executive Officer · 2.5%
4975592
VILLA, RICHARD, MANUEL
Executive Officer · 2.5%
5586600
WHALEN, BRYAN, THOMAS
Executive Officer · 2.5%
2779822