PALOUSE CAPITAL MANAGEMENT, INC.

C49
CRD 104573·SEC 801-46893·SPOKANE, WA
AUM
$408.5M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PALOUSE CAPITAL MANAGEMENT, INC.
CRD
104573
SEC file #
801-46893
EIN
000000000
DBA names

Economics

AUM
$408.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$293.3M → $408.5M▲ +39%
Client mix
Individuals Other837
Individuals High Net Worth40
Corporations10

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
SPOKANE WA
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/24/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HICKS, CHRISTOPHER, KEIL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HICKS, CHRISTOPHER, KEIL
2015 HICKS FAMILY TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PALOUSECAP.COM
Rdap Domain Creation Date
2013-12-24T21:38:24Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
Gandi SAS

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001056516
Edgar Registered
Yes
Edgar Filing Count
115
Edgar First Filing Date
1999-05-10
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
113
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001056516-26-000002
Edgar Former Names
KEN ROBERTS INVESTMENT MANAGEMENT INC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Morgan Stanley3
Fidelity2
Wells Fargo2
Edgar Addresses
Mailing
1212 N. WASHINGTON ST.SUITE 300SPOKANE, WA 99201
Business
1212 N. WASHINGTON ST.SUITE 300SPOKANE, WA 99201
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-04-24 · 0001056516-26-000002
13F-HR2026-01-23 · 0001056516-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-12-24T21:38:24Z
Rdap Domain Last Changed
2026-05-15T23:15:10Z
Rdap Nameservers
Ns-1289.awsdns-33.orgNs-1633.awsdns-12.co.ukNs-482.awsdns-60.comNs-925.awsdns-51.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
3231318
Trust Company Affiliate
No