SourcingSourcing

PALISADE CAPITAL MANAGEMENT, LP

C33
CRD 104581·SEC 801-48401·FORT LEE, NJ
AUM
$3.86B
$1B+
Est. Revenue
$38.6M
@ 1% on AUM
Est. EBITDA
$11.6M
@ 30% margin
Est. Deal Value
$92.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PALISADE CAPITAL MANAGEMENT, LP
CRD
104581
SEC file #
801-48401
EIN
455500981
DBA names
—

Economics

AUM
$3.86B
AUM band
$1B+
AUM trajectory
'20'26
$3.23B → $3.86B▲ +19%
Client mix
Individuals Other1,069
Individuals High Net Worth508
Corporations112
Charitable Organizations46
Pension Profit Sharing Plans13

Operations

Employees (total)
42
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'20'26
18 advisors → 15 advisors▼ -17%
Primary office
FORT LEE NJ
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/company/palisade-capital-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PALISADE CAPITAL HOLDINGS, LP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
PALISADE CAPITAL HOLDINGS, LP
BERMAN, ALISON, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:palisade.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
3,125,855
Form 5500 Compensation Trajectory 3y
20253,125,855
Form 5500 Plan Count Trajectory 3y
20256
Schedule C Total Compensation
3,125,855
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0001555730
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2012-08-15
Edgar Last Filing Date
2025-10-22
Edgar Form D Count
15
Edgar Form D Offerings
2025-10-222025-10-22 · 0001555730-25-000003
2024-10-242024-10-24 · 0001555730-24-000001
Edgar Former Names
Axe-Houghton Associate Investment Fund
PALISADE ASSOCIATE INVESTMENT FUND, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Fidelity14
Goldman Sachs7
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
ONE BRIDGE PLAZASUITE 1095FORT LEE, NJ
Business
ONE BRIDGE PLAZASUITE 1095FORT LEE, NJ
Edgar EIN
455500981
Edgar Recent Filings
D/A2025-10-22 · 0001555730-25-000003
D/A2024-10-24 · 0001555730-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (15)

15
GOLDMAN, BRADLEY, ROBERT
IAR · Executive Officer · 2.5%
5263145
FEILER, MICHAEL, IAN
IAR · Executive Officer · 2.5%
1969985
BERMAN, ALISON, ANNE
IAR · Executive Officer · 2.5%
3222624
VERU, DENNISON, THEODORE
IAR · Executive Officer · 2.5%
1173168
TANNUZZO, BEATA
Executive Officer · 2.5%
4345062
LORRAINE RENEE SALVO
IAR
4056336
WAILAM WILLIAM LEE
IAR
2490765
WILLIAM L POTTER
IAR
2580984
MARC HOWARD SHAPIRO
IAR
2732099
WENDY SUE POPOWICH
IAR
2520310
CHRISTOPHER EDWARD HENDERSON
IAR
2785530
Jason Yoo
IAR
5175313
KELLY MARIE LYNCH-MOLONEY
IAR
2566232
BERNARD JOSEPH PICCHI
IAR
730229
Brent Kenneth Robinson
IAR
7992005