SourcingSourcing

BERNZOTT CAPITAL ADVISORS

B59
CRD 104583·SEC 801-56940·CAMARILLO, CA
AUM
$265.4M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$796K
@ 30% margin
Est. Deal Value
$6.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BERNZOTT CAPITAL ADVISORS
CRD
104583
SEC file #
801-56940
EIN
770469710
DBA names
Bernzott Capital Advisors

Economics

AUM
$265.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$793.8M → $265.4M▼ -67%
Client mix
Individuals High Net Worth145
Individuals Other39
Corporations14
Charitable Organizations9
Pension Profit Sharing Plans6

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
4 advisors → 2 advisors▼ -50%
Primary office
CAMARILLO CA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitymedium confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
bernzott.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BERNZOTT, KEVIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BERNZOTT, KEVIN
BERNZOTT, MARILYN, STEVENS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BERNZOTT.COM
Rdap Domain Creation Date
1998-02-11T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001260468
Edgar Registered
Yes
Edgar Filing Count
108
Edgar First Filing Date
2003-10-09
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
95
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0002000324-26-001790

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3575
Soi Zip Pct 200k Plus
0.1181
Soi Zip Returns 200k Plus
2,570
Soi Zip Total AGI
2,428,091
Fdic Zip Total Deposits
43,572,124,000
Fdic Zip Branch Count
418
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Window
Fidelity1
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
1200 PASEO CAMARILLOSUITE 180CAMARILLO, CA 93010
Business
1200 PASEO CAMARILLOSUITE 180CAMARILLO, CA 93010
Edgar EIN
770469710
Edgar Recent Filings
13F-HR2026-04-30 · 0002000324-26-001790
13F-HR2026-02-03 · 0002000324-26-000391
Fdic Zip Branches Raw
Home Savings of America, FSBCamarillo, CA
Camarillo Community BankCamarillo, CA
Fdic Zip HHI
813.35
Fdic Zip Top Bank Share Pct
18.79
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-02-10T05:00:00Z
Rdap Domain Last Changed
2022-10-06T14:52:18Z
Rdap Nameservers
Ns59.domaincontrol.comNs60.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI57,377
Returns4,580
Stub 2
AGI148,611
Returns3,990
Stub 3
AGI187,351
Returns3,020
Soi Zip Total Business Income
77,598
Soi Zip Total Cap Gains
204,270
Soi Zip Total Dividends
67,586
Soi Zip Total Returns
21,760
Top Owner CRD
2595235
Trust Company Affiliate
No

People (4)

4
BERNZOTT, KEVIN
IAR · Direct Owner · 87.5%
2595235
BERNZOTT, MARILYN, STEVENS
Direct Owner · 17.5%
5398471
SCOTT, MARK, ALEXANDER
IAR · Executive Officer · 2.5%
5486613
Curtis Joel DeBoni
IAR
8265670