SourcingSourcing

COLUMBUS INVESTMENT ADVISORY INC.

C43
CRD 104595·SEC 801-51052·NEW ALBANY, OH
AUM
$453.7M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COLUMBUS INVESTMENT ADVISORY INC.
CRD
104595
SEC file #
801-51052
EIN
—
DBA names
—

Economics

AUM
$453.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$307.3M → $453.7M▲ +48%
Client mix
Individuals Other81
Individuals High Net Worth23
Charitable Organizations9

Operations

Employees (total)
9
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
NEW ALBANY OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHLATER, JOHN, LEE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SCHLATER, JOHN, LEE
HERMINGHUYSEN, KRIS, ADNAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1309369
Trust Company Affiliate
No

People (7)

7
SCHLATER, JOHN, LEE
Direct Owner · 87.5%
1309369
HERMINGHUYSEN, KRIS, ADNAN
IAR · Executive Officer · 2.5%
4225617
SCHLATER, DEBRA, ANN
Executive Officer · 2.5%
4301869
H CARL JUCKETT
IAR
1934808
Benjamin Aaron Desatnik
IAR
8075223
John Paul Dosen
IAR
7632133
Jordan Lindh
IAR
7529298