SourcingSourcing

DODGE & COX

C20
CRD 104596·SEC 801-1895·SAN FRANCISCO, CA
AUM
$466.56B
$1B+
Est. Revenue
$4.67B
@ 1% on AUM
Est. EBITDA
$1.40B
@ 30% margin
Est. Deal Value
$11.20B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DODGE & COX
CRD
104596
SEC file #
801-1895
EIN
000000000
DBA names
Dodge & Cox

Economics

AUM
$466.56B
AUM band
$1B+
AUM trajectory
'20'26
$285.93B → $466.56B▲ +63%
Client mix
Individuals High Net Worth331
Pension Profit Sharing Plans225
Charitable Organizations61
State Or Municipal Govt54
Corporations31

Operations

Employees (total)
336
Advisory staff (per ADV)
100
Advisory staff (5-yr trend)
'20'26
88 advisors → 100 advisors▲ +14%
Primary office
SAN FRANCISCO CA
Branches
Count2

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
linkedin.com/company/dodge-&-cox(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOEFT, DAVID, CLINTON
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
10
Control Persons
HOEFT, DAVID, CLINTON
KUO, ROGER, GEORGE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:dodgecox.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
194
Form 5500 Total Participants
729
Form 5500 Total Compensation
65,288,567
Form 5500 Compensation Trajectory 3y
202560,298,719
20264,989,848
20240
Form 5500 Plan Count Trajectory 3y
2025174
202618
20242
Schedule C Total Compensation
65,288,567
Schedule C Service Provider Rows
194

SEC EDGAR

Edgar Cik
0000200217
Edgar Registered
Yes
Edgar Filing Count
1,000
Edgar First Filing Date
2006-02-09
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
86
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001193125-26-223352

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.525
Soi Zip Pct 200k Plus
0.3625
Soi Zip Returns 200k Plus
290
Soi Zip Total AGI
720,188
Census Median Hh Income
47,386
Census High Income Households
47
Census Median Age
49.8
Census Pop 65 66 Total
0
Census Total Households
279
Census NAICS 523930 Count
37

Compliance & brand

Firm Registration Status
active

All other collected signals (25)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Census Bachelors Plus Count
154
Census Median Home Value
2,000,001
Census NAICS 523930 Employees
0
Census Unemployed Count
98
Census Zip
94104
Custodian Candidates
Full
State Street13
E*trade4
Northern Trust2
Bny Mellon2
Edgar Addresses
Mailing
555 CALIFORNIA STREET40TH FLOORSAN FRANCISCO, CA 94104
Business
555 CALIFORNIA STREET40TH FLOORSAN FRANCISCO, CA 94104
Edgar EIN
000000000
Edgar Recent Filings
SCHEDULE 13G/A2026-05-14 · 0001193125-26-223402
SCHEDULE 13G/A2026-05-14 · 0001193125-26-223395
Edgar Sic
0000
Fee Schedule
Bracket Vi31
Bracket I27
Bracket Xii25
Bracket Iii12
Bracket Iv3
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI1,802
Returns160
Stub 2
AGI3,411
Returns90
Stub 3
AGI4,072
Returns70
Soi Zip Total Business Income
14,610
Soi Zip Total Cap Gains
305,921
Soi Zip Total Dividends
98,217
Soi Zip Total Returns
800
Top Owner CRD
2959073
Trust Company Affiliate
No

People (11)

11
HOEFT, DAVID, CLINTON
Direct Owner · 17.5%
2959073
KUO, ROGER, GEORGE
Direct Owner · 17.5%
3115090
BARRET, PHILIPPE
Direct Owner · 7.5%
7575954
JOHNS, LUCINDA, INGLE
Direct Owner · 7.5%
2777741
MERTENS, RAYMOND, JOSEPH
Direct Owner · 7.5%
2370531
VOORHIS, STEVEN, COERTE
Direct Owner · 7.5%
2171754
KAMEDA, ROBERTA, RUMIE WAIYEE
Executive Officer · 2.5%
2848940
MARSHALL, HALLIE, WELCH
Executive Officer · 2.5%
8210022
PRIMAS, KATHERINE, MARIE
Executive Officer · 2.5%
2521516
SCOTT, STEPHEN
Executive Officer · 2.5%
6931683
KEVIN DARNELL JOHNSON
IAR
2959084