SourcingSourcing

FDX ADVISORS, INC.

C38
CRD 104601·SEC 801-29775·CHICAGO, IL
AUM
$832.8M
$500M-$1B
Est. Revenue
$8.3M
@ 1% on AUM
Est. EBITDA
$2.5M
@ 30% margin
Est. Deal Value
$20.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FDX ADVISORS, INC.
CRD
104601
SEC file #
801-29775
EIN
680129857
DBA names
—

Economics

AUM
$832.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$6.74B → $832.8M▼ -88%
Client mix
Other Investment Advisers1

Operations

Employees (total)
17
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisersOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/10/2026
ADV-W filed at
—
Website
facebook.com./envestnet(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
M3FN, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
M3FN, LLC
D'AURIA, DANA, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001566601
Edgar Registered
Yes
Edgar Filing Count
61
Edgar First Filing Date
2013-01-29
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
59
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0001566601-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
1000 CHESTERBROOK BLVDSUITE 250BERWYN, PA 19312
Business
222 N. LASALLESUITE 625CHICAGO, IL 60601
Edgar EIN
680129857
Edgar Recent Filings
13F-HR2026-05-01 · 0001566601-26-000003
13F-HR2026-02-10 · 0001566601-26-000001
Firm Has Custody
No
Mailing Office Differs
Yes
Trust Company Affiliate
Yes

People (6)

6
D'AURIA, DANA, MARIE
Executive Officer · 2.5%
5870286
EVANS, KATHRYN, MICHELE
Executive Officer · 2.5%
2788543
Hofmann, John
Executive Officer · 2.5%
8168130
BRADLEY THOMAS LARSON
Executive Officer · 2.5%
1559888
O'BRIEN, SHELLY, S
Executive Officer · 2.5%
4520223
TODD, CHRISTOPHER, RUSSELL
Executive Officer · 2.5%
2275948