SourcingSourcing

PHILIP O. JOHNSON & COMPANY, LTD.

B61
CRD 104621·SEC 801-113449·TEMPE, AZ
AUM
$301.0M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$903K
@ 30% margin
Est. Deal Value
$7.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PHILIP O. JOHNSON & COMPANY, LTD.
CRD
104621
SEC file #
801-113449
EIN
—
DBA names
Johnson Financial Advisors

Economics

AUM
$301.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$117.7M → $301.0M▲ +156%
Client mix
Individuals Other220
Individuals High Net Worth77

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
TEMPE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
facebook.com/johnsonfinancialadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHNSON, PHILIP, OTHO
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
JOHNSON, PHILIP, OTHO
JOHNSON, MARCUS, F.
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:philipo.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
846457
Trust Company Affiliate
No

People (3)

3
JOHNSON, PHILIP, OTHO
IAR · Direct Owner · 87.5%
846457
JOHNSON, MARCUS, F.
IAR · Executive Officer · 2.5%
5795303
JOHNSON, LYNN, TAYLOR
Executive Officer · 2.5%
4339723