SourcingSourcing

DEAN INVESTMENT ASSOCIATES, LLC

B50
CRD 104635·SEC 801-9895·BEAVERCREEK, OH
AUM
$909.3M
$500M-$1B
Est. Revenue
$9.1M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DEAN INVESTMENT ASSOCIATES, LLC
CRD
104635
SEC file #
801-9895
EIN
310861689
DBA names
Dean Investments

Economics

AUM
$909.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$794.8M → $909.3M▲ +14%
Client mix
Individuals Other236
Individuals High Net Worth40
Pension Profit Sharing Plans11
Corporations10
Charitable Organizations8

Operations

Employees (total)
10
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
6 advisors → 4 advisors▼ -33%
Primary office
BEAVERCREEK OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
chdean.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
C.H. DEAN, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
C.H. DEAN, LLC
MILLER, PAMALA, JANE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CHDEAN.COM
Rdap Domain Creation Date
1993-06-07T04:00:00Z
Rdap Firm Age Years
33
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
17,465
Form 5500 Compensation Trajectory 3y
202517,465
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
17,465
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000846797
Edgar Registered
Yes
Edgar Filing Count
118
Edgar First Filing Date
1999-04-27
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
113
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0000846797-26-000002
Edgar Former Names
DEAN C H & ASSOCIATES INC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab7
E*trade4
Fidelity2
Raymond James2
Morgan Stanley2
Edgar Addresses
Mailing
3500 PENTAGON BLVD, SUITE 200BEAVERCREEK, OH 45431
Business
3500 PENTAGON BLVD, SUITE 200BEAVERCREEK, OH 45431
Edgar EIN
310861689
Edgar Recent Filings
13F-HR2026-05-15 · 0000846797-26-000002
13F-HR2026-02-17 · 0000846797-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-06-06T04:00:00Z
Rdap Domain Last Changed
2025-04-07T06:30:05Z
Rdap Nameservers
Ns11.worldnic.comNs12.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (5)

5
MILLER, STEPHEN, MICHAEL
IAR · Executive Officer · 2.5%
2686150
MILLER, PAMALA, JANE
Executive Officer · 2.5%
6630129
RINDLER, DEBRA, ELIZABETH
Executive Officer · 2.5%
4420842
BETH JEAN VERDOORN
IAR
4078307
Matthew Thomas Wallace
IAR
6574773