RESOURCES MANAGEMENT CORP

CRD

104674

SEC file #

801-21902

EIN

752593514

DBA names

Rmc Investment Advisors

Economics

AUM

$1.07B

AUM band

$1B+

AUM trajectory

'20 · $700.0M

'21 · $821.8M

'22 · $863.9M

'23 · $1.00B

'25 · $986.8M

'26 · $1.07B

'20'26

$700.0M → $1.07B▲ +52%

sec adv history

Client mix

Individuals Other	186
Individuals High Net Worth	160
Corporations	26
Charitable Organizations	7
Pension Profit Sharing Plans	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 6 advisors

'22 · 6 advisors

'23 · 7 advisors

'25 · 7 advisors

'26 · 7 advisors

'20'26

6 advisors → 7 advisors▲ +17%

sec adv history

Primary office

WEST HARTFORD CT

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — businesses

Fee basis

% of AUM

Filings

Latest ADV filing

04/29/2026

rmcinvestmentadvisors.com

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HERLIHY, MICHAEL, WILLIAM

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HERLIHY, MICHAEL, WILLIAM

HERLIHY, WILLIAM, THOMAS

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

RMCINVESTMENTADVISORS.COM

Rdap Domain Creation Date

2020-03-27T15:01:04Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001457656

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2009-03-18

Edgar Last Filing Date

2010-10-22

Edgar Form D Count

Edgar Form D Offerings

2010-10-222010-10-22 · 0001457656-10-000013

2010-07-232010-07-23 · 0001457656-10-000011

Edgar Former Names

Magna Resources BD #46-Frietsch #11 Joint Venture

Magna Resources # 45-Montgomery #3 Joint Venture

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.1082

Soi Zip Pct 200k Plus

0.0455

Soi Zip Returns 200k Plus

370

Soi Zip Total AGI

503,875

Fdic Zip Total Deposits

4,863,736,000

Fdic Zip Branch Count

117

Fdic Zip Top Banks

Bank of America, National Association

Webster Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

8150 N. CENTRAL EXPRESSWAY, #1700CAMPBELL CENTRE IIDALLAS, TX 75206

Business

8150 N. CENTRAL EXPRESSWAY, #1700CAMPBELL CENTRE IIDALLAS, TX 75206

Edgar EIN

752593514

Edgar Recent Filings

D2010-10-22 · 0001457656-10-000013

D2010-07-23 · 0001457656-10-000011

Fdic Zip Branches Raw

Fleet Bank, National AssociationHartford, CT

Fdic Zip HHI

3071.5

Fdic Zip Top Bank Share Pct

50.69

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2030-03-27T15:01:04Z

Rdap Domain Last Changed

2025-03-28T17:48:18Z

Rdap Nameservers

Ns45.domaincontrol.comNs46.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	38,057
Returns	2,920

Stub 2

AGI	96,866
Returns	2,650

Stub 3

AGI	71,877
Returns	1,190

Soi Zip Total Business Income

16,412

Soi Zip Total Cap Gains

15,864

Soi Zip Total Dividends

15,540

Soi Zip Total Returns

8,130

Top Owner CRD

2220862

Trust Company Affiliate