SourcingSourcing

PORTFOLIO STRATEGIES INC

A74
CRD 104685·SEC 801-18475·TACOMA, WA
AUM
$50.2M
$25M-$100M
Est. Revenue
$502K
@ 1% on AUM
Est. EBITDA
$151K
@ 30% margin
Est. Deal Value
$1.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PORTFOLIO STRATEGIES INC
CRD
104685
SEC file #
801-18475
EIN
271885287
DBA names
—

Economics

AUM
$50.2M
AUM band
$25M-$100M
AUM trajectory
'20'26
$124.9M → $50.2M▼ -60%
Client mix
Individuals Other289

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
5 advisors → 3 advisors▼ -40%
Primary office
TACOMA WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
portstrat.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JAJEWSKI, DAVID, JAMES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
JAJEWSKI, DAVID, JAMES
WILLIAMSON, JOHN, DEFORREST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PORTSTRAT.COM
Rdap Domain Creation Date
1997-09-04T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001490294
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2010-04-26
Edgar Last Filing Date
2010-04-26
Edgar Form D Count
1
Edgar Form D Offerings
2010-04-262010-04-26 · 0001490294-10-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Axos Advisor Services2
Edgar Addresses
Mailing
11 WAVERLY PLACEMONSEY, NY 10952
Business
11 WAVERLY PLACEMONSEY, NY 10952
Edgar EIN
271885287
Edgar Recent Filings
D2010-04-26 · 0001490294-10-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-03T04:00:00Z
Rdap Domain Last Changed
2025-07-05T06:20:49Z
Rdap Nameservers
Ns77.worldnic.comNs78.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1691466
Trust Company Affiliate
No

People (5)

5
JAJEWSKI, DAVID, JAMES
IAR · Direct Owner · 62.5%
1691466
WILLIAMSON, JOHN, DEFORREST
Direct Owner · 62.5%
2357023
GRIER, LINDSEY, ELAINE
Executive Officer · 2.5%
5772661
ANDREW DAVID MIRKOVICH
IAR
2204828
Michelle Rene Huffman
IAR
2234123