SourcingSourcing

BEATON MANAGEMENT CO INC

C41
CRD 104728·SEC 801-22549·HAVERHILL, MA
AUM
$445.7M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BEATON MANAGEMENT CO INC
CRD
104728
SEC file #
801-22549
EIN
042721854
DBA names
—

Economics

AUM
$445.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$198.6M → $445.7M▲ +124%
Client mix
Individuals Other113
Charitable Organizations26
Individuals High Net Worth14

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
HAVERHILL MA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
beatonmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BEATON, TERRENCE, ARTHUR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BEATON, TERRENCE, ARTHUR
BEATON, THOMAS, DANIEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BEATONMANAGEMENT.COM
Rdap Domain Creation Date
2009-09-17T18:56:40Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001714678
Edgar Registered
Yes
Edgar Filing Count
37
Edgar First Filing Date
2017-08-17
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
37
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001714678-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2084
Soi Zip Pct 200k Plus
0.0469
Soi Zip Returns 200k Plus
650
Soi Zip Total AGI
991,018
Census Median Hh Income
72,195
Census High Income Households
1,181
Census Median Age
38.5
Census Pop 65 66 Total
652
Census Total Households
10,472
Fdic Zip Total Deposits
28,912,604,000
Fdic Zip Branch Count
386
Fdic Zip Top Banks
Pentucket Bank
Haverhill Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (31)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Census Bachelors Plus Count
3,376
Census Median Home Value
400,300
Census Unemployed Count
1,175
Census Zip
01830
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
150 SUMMER STREETHAVERHILL, MA 01830
Business
150 SUMMER STREETHAVERHILL, MA 01830
Edgar EIN
042721854
Edgar Recent Filings
13F-HR2026-05-12 · 0001714678-26-000002
13F-HR2026-02-10 · 0001714678-26-000001
Fdic Zip Branches Raw
Shawmut Bank, National AssociationHaverhill, MA
BayBankGeorgetown, MA
Fdic Zip HHI
1307.35
Fdic Zip Top Bank Share Pct
28.51
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-09-17T18:56:40Z
Rdap Domain Last Changed
2025-12-01T20:57:19Z
Rdap Nameservers
Ns10.wixdns.netNs11.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI43,655
Returns3,600
Stub 2
AGI124,178
Returns3,320
Stub 3
AGI155,614
Returns2,520
Soi Zip Total Business Income
34,493
Soi Zip Total Cap Gains
24,245
Soi Zip Total Dividends
8,875
Soi Zip Total Returns
13,870
Top Owner CRD
4352257
Trust Company Affiliate
No

People (3)

3
TERRENCE ARTHUR BEATON
Direct Owner · 87.5%
4352257
BEATON, THOMAS, DANIEL
Executive Officer · 2.5%
4352283
MANNING, LISA, ANNE
Executive Officer · 2.5%
1302937