SourcingSourcing

COZAD ASSET MANAGEMENT INC

C44
CRD 104764·SEC 801-18060·CHAMPAIGN, IL
AUM
$2.62B
$1B+
Est. Revenue
$26.2M
@ 1% on AUM
Est. EBITDA
$7.9M
@ 30% margin
Est. Deal Value
$62.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COZAD ASSET MANAGEMENT INC
CRD
104764
SEC file #
801-18060
EIN
370958133
DBA names
—

Economics

AUM
$2.62B
AUM band
$1B+
AUM trajectory
'20'26
$1.18B → $2.62B▲ +123%
Client mix
Individuals Other1,181
Individuals High Net Worth935
Charitable Organizations29
Corporations21
Pension Profit Sharing Plans12

Operations

Employees (total)
29
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
18 advisors → 20 advisors▲ +11%
Primary office
CHAMPAIGN IL
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/3908811(social)

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COZAD, GREGORY, DALE
Top Owner Pct
7.5
Top Owner Entity Kind
I
Owner Count
16
Control Persons
COZAD, GREGORY, DALE
KIDDOO, RONALD, LANE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:cozadasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Compensation
297,074
Form 5500 Compensation Trajectory 3y
2025157,663
2026139,411
Form 5500 Plan Count Trajectory 3y
20255
20262
Schedule C Total Compensation
297,074
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0000709428
Edgar Registered
Yes
Edgar Filing Count
34
Edgar First Filing Date
2018-08-15
Edgar Last Filing Date
2026-02-13
Edgar 13f Count
32
Edgar 13f Latest AUM Estimate
Filing Date2026-02-13
Accession0000709428-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
20
Bc Firm IAR Count
20
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
2501 GALEN DRIVEP.O. BOX 3669CHAMPAIGN, IL 61821
Business
2501 GALEN DRIVEP.O. BOX 3669CHAMPAIGN, IL 61821
Edgar EIN
370958133
Edgar Recent Filings
13F-HR2026-02-13 · 0000709428-26-000002
13F-HR2025-11-10 · 0000709428-25-000014
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1046058
Trust Company Affiliate
No

People (24)

24
MEACHAM, STUART, THOMAS
IAR · Direct Owner · 7.5%
1094785
COZAD, GREGORY, DALE
IAR · Direct Owner · 7.5%
1046058
KIDDOO, RONALD, LANE
IAR · Direct Owner · 7.5%
1028779
MCGRATH, MARY, FRANCES
IAR · Direct Owner · 7.5%
1336517
NORRIS, CYNTHIA, C
Direct Owner · 7.5%
6631623
JOHNSTON ALLEN NORRIS
Direct Owner · 7.5%
1281778
KANG, DAE-WOUNG
IAR · Executive Officer · 2.5%
7464979
KIDDOO, STEPHEN, CRAIG
IAR · Executive Officer · 2.5%
5637857
STORSVED, ANNE, JOELLE
IAR · Executive Officer · 2.5%
4299254
Buerkett, Kaitlin, Anne
IAR · Executive Officer · 2.5%
7174041
ANDERSON, BRETT
IAR · Executive Officer · 2.5%
6310675
ANDERSON, BRADEN, LEE
Executive Officer · 2.5%
6628684
WHITE, B., JOSEPH
Executive Officer · 2.5%
4635287
Regan Ann Frazier
IAR
7704077
PEGGY JOHNSON SCHLUTER
IAR
2180250
STEVEN J GARDNER
IAR
5559098
JOHN BRYANT EVANS
IAR
4423527
DONALD RALPH CASPER
IAR
1047348
RAYMOND LEE HEINRICH
IAR
1021204
Brent William Schluter
IAR
7171147
Adrienne Lynne Olson
IAR
4221357
JACK STEWART EARLEY
IAR
1107435
William James Buerkett
IAR
6167957
Trenton S. Meacham
IAR
6105445