SourcingSourcing

AULL & MONROE INVESTMENT MANAGEMENT CORP

B55
CRD 104830·SEC 801-35841·MOBILE, AL
AUM
$323.2M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$970K
@ 30% margin
Est. Deal Value
$7.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AULL & MONROE INVESTMENT MANAGEMENT CORP
CRD
104830
SEC file #
801-35841
EIN
631010275
DBA names
Aull & Monroe

Economics

AUM
$323.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$279.5M → $323.2M▲ +16%
Client mix
Individuals Other121
Individuals High Net Worth59
Pension Profit Sharing Plans10

Operations

Employees (total)
5
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
3 advisors → 1 advisors▼ -67%
Primary office
MOBILE AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AULL, JAMES, PAUL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
AULL, JAMES, PAUL
MONROE, WILLIAM, EARL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:aullmonroe.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001387615
Edgar Registered
Yes
Edgar Filing Count
79
Edgar First Filing Date
2007-01-24
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
78
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001387615-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
3658 COLLEGE LN SMOBILE, AL 36608
Business
3658 COLLEGE LN SMOBILE, AL 36608
Edgar EIN
631010275
Edgar Recent Filings
13F-HR2026-04-21 · 0001387615-26-000002
13F-HR2026-01-09 · 0001387615-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2245495
Trust Company Affiliate
No

People (4)

4
AULL, JAMES, PAUL
IAR · Direct Owner · 37.5%
2245495
MONROE, WILLIAM, EARL
IAR · Direct Owner · 37.5%
2185266
THUSS, JAMIE, LYNN
IAR · Direct Owner · 17.5%
3188652
CHARLES DARREN THUSS
IAR
6004842