SourcingSourcing

INCOME RESEARCH + MANAGEMENT

C20
CRD 104863·SEC 801-29482·BOSTON, MA
AUM
$130.65B
$1B+
Est. Revenue
$1.31B
@ 1% on AUM
Est. EBITDA
$392.0M
@ 30% margin
Est. Deal Value
$3.14B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INCOME RESEARCH + MANAGEMENT
CRD
104863
SEC file #
801-29482
EIN
042955404
DBA names
—

Economics

AUM
$130.65B
AUM band
$1B+
AUM trajectory
'20'26
$71.88B → $130.65B▲ +82%
Client mix
Individuals High Net Worth454
Charitable Organizations165
Pension Profit Sharing Plans118
Insurance Companies92
State Or Municipal Govt44

Operations

Employees (total)
218
Advisory staff (per ADV)
63
Advisory staff (5-yr trend)
'20'26
54 advisors → 63 advisors▲ +17%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/income-research-&-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHN A. SOMMERS, JR. REVOCABLE
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
24
Control Persons
JOHN A. SOMMERS, JR. REVOCABLE
O'MALLEY, WILLIAM, AUSTIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:incomeresearch.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
134
Form 5500 Total Participants
487
Form 5500 Total Compensation
28,530,161
Form 5500 Compensation Trajectory 3y
202524,860,442
20263,669,719
20240
Form 5500 Plan Count Trajectory 3y
2025111
202621
20242
Schedule C Total Compensation
28,530,161
Schedule C Service Provider Rows
135

SEC EDGAR

Edgar Cik
0001165830
Edgar Registered
Yes
Edgar Filing Count
98
Edgar First Filing Date
2003-02-11
Edgar Last Filing Date
2026-04-17
Edgar 13f Count
98
Edgar 13f Latest AUM Estimate
Filing Date2026-04-17
Accession0001214659-26-004758

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon32
State Street4
E*trade4
Northern Trust2
Edgar Addresses
Mailing
115 FEDERAL STREET22ND FLOORBOSTON, MA 02110
Business
115 FEDERAL STREET22ND FLOORBOSTON, MA 02110
Edgar EIN
042955404
Edgar Recent Filings
13F-HR2026-04-17 · 0001214659-26-004758
13F-HR2026-01-20 · 0001214659-26-000644
Fee Schedule
Bracket Vi42
Bracket Iii35
Bracket Xii13
Bracket Iv7
Bracket Xi1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (17)

17
O'MALLEY, WILLIAM, AUSTIN
Direct Owner · 17.5%
1859293
CANNATA, MATTHEW, JOHN
Executive Officer · 2.5%
6529304
D'ALFONSO, MARK, WILLIAM
Executive Officer · 2.5%
8243731
DESANTIS, MASSIMO, ANTONIO
Executive Officer · 2.5%
7358292
DRISCOLL, MEGHAN, KELLY
Executive Officer · 2.5%
5356590
GOLDSTEIN, DEBORAH, HELLER
Executive Officer · 2.5%
7525626
GUBITOSI, JAMES, EDWARD
Executive Officer · 2.5%
6529313
KILPATRICK, SARAH, MULLER
Executive Officer · 2.5%
6529315
KING, ERINN, RACHELLE
Executive Officer · 2.5%
6255606
KIZIK, RICHARD, MARK
Executive Officer · 2.5%
4919465
LAWRENCE, WILLIAM, THEODORE
Executive Officer · 2.5%
1412094
MILES, MICHAEL, ANTHONY
Executive Officer · 2.5%
1669026
O'NEILL, WILLIAM, MAURICE
Executive Officer · 2.5%
8063897
SHELDON, MICHAEL, ANTHONY
Executive Officer · 2.5%
4931141
SOMMERS JR., JOHN, ANTHONY
Executive Officer · 2.5%
1410206
TAYLOR, ELIZABETH, GENUNG
Executive Officer · 2.5%
6316608
THORNE, DUNE, DELAFIELD
Executive Officer · 2.5%
2924357