SourcingSourcing

SSI INVESTMENT MANAGEMENT LLC

C35
CRD 104889·SEC 801-10544·LOS ANGELES, CA
AUM
$2.55B
$1B+
Est. Revenue
$25.5M
@ 1% on AUM
Est. EBITDA
$7.7M
@ 30% margin
Est. Deal Value
$61.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SSI INVESTMENT MANAGEMENT LLC
CRD
104889
SEC file #
801-10544
EIN
000000000
DBA names
—

Economics

AUM
$2.55B
AUM band
$1B+
AUM trajectory
'20'26
$1.94B → $2.55B▲ +32%
Client mix
Individuals Other24
Pension Profit Sharing Plans24
State Or Municipal Govt11
Charitable Organizations7
Individuals High Net Worth5

Operations

Employees (total)
25
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
12 advisors → 11 advisors▼ -8%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/28/2026
ADV-W filed at
—
Website
linkedin.com/company/ssi-investment-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RESOLUTE INVESTMENT MANAGERS,
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
RESOLUTE INVESTMENT MANAGERS,
TEAM SSI LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Compensation
770,310
Form 5500 Compensation Trajectory 3y
2025645,684
2026124,626
Form 5500 Plan Count Trajectory 3y
20256
20261
Schedule C Total Compensation
770,310
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0001177950
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2002-07-02
Edgar Last Filing Date
2024-09-06
Edgar Form D Count
16
Edgar Form D Offerings
2024-09-062024-09-06 · 0000919574-24-005386
2023-09-082023-09-08 · 0000919574-23-005148
Edgar Former Names
SSI HEDGED CONVERTIBLE MARKET NEUTRAL LP

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Northern Trust2
Bny Mellon2
Jpmorgan2
Edgar Addresses
Mailing
SSI INVESTMENT MANAGEMENT LLC2121 AVENUE OF THE STARS, SUITE 2050LOS ANGELES, CA 90067
Business
SSI INVESTMENT MANAGEMENT LLC2121 AVENUE OF THE STARS, SUITE 2050LOS ANGELES, CA 90067
Edgar EIN
000000000
Edgar Recent Filings
D/A2024-09-06 · 0000919574-24-005386
D/A2023-09-08 · 0000919574-23-005148
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (5)

5
DOUGLAS, GEORGE, MICHAEL
Executive Officer · 2.5%
2144650
Harris, Rebecca, Lynn
Executive Officer · 2.5%
5255524
MALIK, RAVI
Executive Officer · 2.5%
2677071
MEHDI, SYED, FAZAL
Executive Officer · 2.5%
2599749
STUMM, GREGORY, JOHN
Executive Officer · 2.5%
4730753