SourcingSourcing

GAMCO ASSET MANAGEMENT INC.

C40
CRD 104950·SEC 801-14132·GREENWICH, CT
AUM
$11.69B
$1B+
Est. Revenue
$116.9M
@ 1% on AUM
Est. EBITDA
$35.1M
@ 30% margin
Est. Deal Value
$280.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GAMCO ASSET MANAGEMENT INC.
CRD
104950
SEC file #
801-14132
EIN
133056041
DBA names
—

Economics

AUM
$11.69B
AUM band
$1B+
AUM trajectory
'20'26
$12.97B → $11.69B▼ -10%
Client mix
Individuals High Net Worth1,757
Charitable Organizations149
Corporations68
Pension Profit Sharing Plans50
Investment Companies9

Operations

Employees (total)
120
Advisory staff (per ADV)
45
Advisory staff (5-yr trend)
'20'26
17 advisors → 45 advisors▲ +165%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
youtube.com/c/gabellitv

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GAMCO INVESTORS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
12
Control Persons
GAMCO INVESTORS, INC.
CATERINA, KIERAN, DOUGLAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
15
Form 5500 Total Compensation
1,772,608
Form 5500 Compensation Trajectory 3y
20251,281,717
2026490,891
Form 5500 Plan Count Trajectory 3y
202513
20262
Schedule C Total Compensation
1,772,608
Schedule C Service Provider Rows
15

SEC EDGAR

Edgar Cik
0000807249
Edgar Registered
Yes
Edgar Filing Count
1,000
Edgar First Filing Date
2018-12-04
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
34
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001140361-26-021334
Edgar Former Names
GABELLI ASSET MANAGEMENT INC ET AL
GABELLI FUNDS INC ET AL

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
8
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Wells Fargo4
E*trade4
State Street3
Jpmorgan3
Lpl Financial2
Edgar Addresses
Mailing
191 MASON STREETGREENWICH, CT 06830
Business
191 MASON STREETGREENWICH, CT 06830
Edgar EIN
133056041
Edgar Recent Filings
13F-HR2026-05-14 · 0001140361-26-021334
SCHEDULE 13D/A2026-05-07 · 0000807249-26-000048
Fee Schedule
Bracket I89
Bracket Xi5
Bracket Ix3
Bracket V2
Bracket Vi1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (17)

17
WARD, HOWARD, FRANK
IAR · Executive Officer · 2.5%
1059031
PITARO, REGINA, MARIE
IAR · Executive Officer · 2.5%
1046970
JAMIESON, DOUGLAS,
IAR · Executive Officer · 2.5%
1056140
GABELLI, MARIO, JOSEPH
IAR · Executive Officer · 2.5%
216136
CATERINA, KIERAN, DOUGLAS
Executive Officer · 2.5%
3049042
DESMARAIS, CHRISTOPHER,
Executive Officer · 2.5%
2407145
DREYER, KEVIN, VAUGHN
Executive Officer · 2.5%
4981265
GOLDMAN, DAVID, MARC
Executive Officer · 2.5%
3191963
MARANGI, CHRISTOPHER,
Executive Officer · 2.5%
4698823
OURLICHT, DAVID, ELIHU
Executive Officer · 2.5%
1266262
SWIRBUL, PAUL, MASON
Executive Officer · 2.5%
1386868
ROBERT DOUGLAS LEININGER
IAR
2014224
PETER ALEXANDROVICH TCHEREPNINE
IAR
443600
WAYNE CHRISTOPHER PINSENT
IAR
4808515
John J. Phelan
IAR
6813483
ANNE E. MORRISSY
IAR
4647074
MICHAEL ALBERT ACCINELLI
IAR
2865203