SourcingSourcing

ALLSPRING GLOBAL INVESTMENTS, LLC

C40
CRD 104973·SEC 801-21122·CHARLOTTE, NC
AUM
$475.78B
$1B+
Est. Revenue
$4.76B
@ 1% on AUM
Est. EBITDA
$1.43B
@ 30% margin
Est. Deal Value
$11.42B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLSPRING GLOBAL INVESTMENTS, LLC
CRD
104973
SEC file #
801-21122
EIN
364863445
DBA names
—

Economics

AUM
$475.78B
AUM band
$1B+
AUM trajectory
'20'26
$349.94B → $475.78B▲ +36%
Client mix
Individuals Other7,267
Individuals High Net Worth1,893
Charitable Organizations501
Corporations424
Insurance Companies125

Operations

Employees (total)
956
Advisory staff (per ADV)
301
Advisory staff (5-yr trend)
'20'26
378 advisors → 301 advisors▼ -20%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
open.spotify.com/show/160knhlsorpqtgx1xz0gjq

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLSPRING GLOBAL INVESTMENTS
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ALLSPRING GLOBAL INVESTMENTS
BARANKO, FRANCIS, JON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
33
Form 5500 Total Participants
3,877
Form 5500 Total Compensation
9,619,146
Form 5500 Compensation Trajectory 3y
20259,097,629
2026521,517
20210
20240
Form 5500 Plan Count Trajectory 3y
202524
20265
20243
20211
Schedule C Total Compensation
9,619,146
Schedule C Service Provider Rows
33

SEC EDGAR

Edgar Cik
0001890906
Edgar Registered
Yes
Edgar Filing Count
321
Edgar First Filing Date
2021-12-09
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001890906-26-000040

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street82
Lpl Financial10
Charles Schwab9
Raymond James8
Morgan Stanley5
Edgar Addresses
Mailing
1415 VANTAGE PARK DRIVE3RD FLOORCHARLOTTE, NC 28203
Business
1415 VANTAGE PARK DRIVE3RD FLOORCHARLOTTE, NC 28203
Edgar EIN
364863445
Edgar Recent Filings
13F-HR2026-05-05 · 0001890906-26-000040
SCHEDULE 13G/A2026-04-14 · 0001890906-26-000039
Fee Schedule
Bracket Vi37
Bracket Iii25
Bracket Iv12
Bracket I11
Bracket Xii5
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (4)

4
BARANKO, FRANCIS, JON
Executive Officer · 2.5%
2299814
Lege, Annette, Janecka
Executive Officer · 2.5%
2244646
SQUIRE, SALLIE, CLEMENTS
Executive Officer · 2.5%
2932918
TRAN, JIMMY, T
Executive Officer · 2.5%
5801259