SourcingSourcing

ATWOOD & PALMER, INC.

C24
CRD 104995·SEC 801-36665·KANSAS CITY, MO
AUM
$2.04B
$1B+
Est. Revenue
$20.4M
@ 1% on AUM
Est. EBITDA
$6.1M
@ 30% margin
Est. Deal Value
$48.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ATWOOD & PALMER, INC.
CRD
104995
SEC file #
801-36665
EIN
431542501
DBA names
—

Economics

AUM
$2.04B
AUM band
$1B+
AUM trajectory
'20'26
$784.7M → $2.04B▲ +160%
Client mix
Individuals High Net Worth358
Individuals Other153
Charitable Organizations8
Corporations6

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
KANSAS CITY MO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
atwoodpalmer.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRANKE, STEVEN, PATRICK
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
FRANKE, STEVEN, PATRICK
JONES, SPENCER, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ATWOODPALMER.COM
Rdap Domain Creation Date
2000-02-10T17:50:05Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
19,381
Form 5500 Compensation Trajectory 3y
202519,381
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
19,381
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001044929
Edgar Registered
Yes
Edgar Filing Count
115
Edgar First Filing Date
1999-08-10
Edgar Last Filing Date
2026-04-15
Edgar 13f Count
113
Edgar 13f Latest AUM Estimate
Filing Date2026-04-15
Accession0001044929-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
4520 MADISON AVESUITE 200KANSAS CITY, MO 64111
Business
4520 MADISON AVESUITE 200KANSAS CITY, MO 64111
Edgar EIN
431542501
Edgar Recent Filings
13F-HR2026-04-15 · 0001044929-26-000003
13F-HR2026-01-28 · 0001044929-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-02-10T17:50:05Z
Rdap Domain Last Changed
2023-12-12T09:39:15Z
Rdap Nameservers
Ns49.worldnic.comNs50.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4526236
Trust Company Affiliate
No

People (8)

8
FRANKE, STEVEN, PATRICK
IAR · Direct Owner · 37.5%
4526236
SOWDEN, PETER, JAMES
IAR · Direct Owner · 37.5%
4741810
JONES, SPENCER, ALAN
IAR · Direct Owner · 37.5%
2685477
PALMER, STEVEN, NELSON
IAR · Direct Owner · 7.5%
4346569
BURCH, TERESA, L.
Executive Officer · 2.5%
4337523
JAMES M MONTGOMERY
IAR
5485951
EVAN RALEIGH LANG
IAR
7908337
Matthew Thomas Eilert
IAR
7940361