HARTFORD FINANCIAL MANAGEMENT INC

B63
CRD 105039·SEC 801-33701·WEST HARTFORD, CT
AUM
$699.6M
$500M-$1B
Est. Revenue
$7.0M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$16.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARTFORD FINANCIAL MANAGEMENT INC
CRD
105039
SEC file #
801-33701
EIN
222937447
DBA names
Hfm Wealth Management

Economics

AUM
$699.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$698.8M → $699.6M▬ 0%
Client mix
Individuals Other145
Individuals High Net Worth31
Charitable Organizations4
Banking Institutions2
Pension Profit Sharing Plans2

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
WEST HARTFORD CT
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
QUIROS, RAFAEL, DARIO
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
QUIROS, RAFAEL, DARIO
COHEN, ANN, EUGENIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:hartford.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Compensation Trajectory 3y
20250
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001352526
Edgar Registered
Yes
Edgar Filing Count
83
Edgar First Filing Date
2006-02-15
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
83
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0001352526-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
65 LASALLE ROAD SUITE 307WEST HARTFORD, CT 06107
Business
65 LASALLE ROAD SUITE 307WEST HARTFORD, CT 06107
Edgar EIN
222937447
Edgar Recent Filings
13F-HR2026-04-16 · 0001352526-26-000003
13F-HR2026-01-21 · 0001352526-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
369607
Trust Company Affiliate
No