SourcingSourcing

GUARDIAN CAPITAL LP

C36
CRD 105078·SEC 801-56081
AUM
$10.68B
$1B+
Est. Revenue
$106.8M
@ 1% on AUM
Est. EBITDA
$32.0M
@ 30% margin
Est. Deal Value
$256.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GUARDIAN CAPITAL LP
CRD
105078
SEC file #
801-56081
EIN
000000000
DBA names
—

Economics

AUM
$10.68B
AUM band
$1B+
AUM trajectory
'20'26
$13.38B → $10.68B▼ -20%
Client mix
Pooled Investment Vehicles73
Pension Profit Sharing Plans21
Charitable Organizations16
Corporations8
State Or Municipal Govt7

Operations

Employees (total)
90
Advisory staff (per ADV)
38
Advisory staff (5-yr trend)
'20'26
29 advisors → 38 advisors▲ +31%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
guardiancapital.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GUARDIAN CAPITAL GROUP LIMITED
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
6
Control Persons
GUARDIAN CAPITAL GROUP LIMITED
BRITNELL, RICHARD, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GUARDIANCAPITAL.COM
Rdap Domain Creation Date
1996-03-22T05:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
easyDNS Technologies Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001224324
Edgar Registered
Yes
Edgar Filing Count
116
Edgar First Filing Date
2003-03-25
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
63
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001062993-26-002683
Edgar Former Names
GUARDIAN CAPITAL INC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Raymond James5
E*trade4
Fidelity2
Pershing2
Morgan Stanley2
Edgar Addresses
Mailing
199 BAY ST. COMMERCE COURT WESTSUITE 2700, P.O. BOX 201TORONTO, A6, M5L 1E8
Business
199 BAY ST. COMMERCE COURT WESTSUITE 2700, P.O. BOX 201TORONTO, A6, M5L 1E8
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-15 · 0001062993-26-002683
13F-HR2026-02-18 · 0001062993-26-001013
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-23T04:00:00Z
Rdap Domain Last Changed
2026-02-09T16:12:25Z
Rdap Nameservers
Dns1.easydns.comDns2.easydns.netDns3.easydns.org
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
No

People (4)

4
BRITNELL, RICHARD, DAVID
Executive Officer · 2.5%
7771420
MAVROUDIS, GEORGE
Executive Officer · 2.5%
4853652
TURNER, MATTHEW, DEAN
Executive Officer · 2.5%
5551034
YI, DONALD
Executive Officer · 2.5%
6473842