SourcingSourcing

BRISTOL GROUP INC

C41
CRD 105087·SEC 801-15722·SAN FRANCISCO, CA
AUM
$2.04B
$1B+
Est. Revenue
$20.4M
@ 1% on AUM
Est. EBITDA
$6.1M
@ 30% margin
Est. Deal Value
$48.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRISTOL GROUP INC
CRD
105087
SEC file #
801-15722
EIN
000000000
DBA names
—

Economics

AUM
$2.04B
AUM band
$1B+
AUM trajectory
'20'26
$2.17B → $2.04B▼ -6%
Client mix
Pooled Investment Vehicles17
Pension Profit Sharing Plans3

Operations

Employees (total)
13
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
8 advisors → 4 advisors▼ -50%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
Fixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
bristolgroupinc.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KOTT, JEFFREY, S.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
KOTT, JEFFREY, S.
FUCHS, STACY, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BRISTOLGROUPINC.COM
Rdap Domain Creation Date
1998-08-14T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
145
Form 5500 Total Compensation
2,566,521
Form 5500 Compensation Trajectory 3y
20252,566,521
20240
Form 5500 Plan Count Trajectory 3y
20241
20251
Schedule C Total Compensation
2,566,521
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001692258
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-12-14
Edgar Last Filing Date
2016-12-14
Edgar Form D Count
1
Edgar Form D Offerings
2016-12-142016-12-14 · 0001692258-16-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon4
E*trade4
Edgar Addresses
Mailing
C/O BRISTOL GROUP, INC.400 MONTGOMERY STREET, 4TH FLOORSAN FRANCISCO, CA 94104
Business
C/O BRISTOL GROUP, INC.400 MONTGOMERY STREET, 4TH FLOORSAN FRANCISCO, CA 94104
Edgar EIN
000000000
Edgar Recent Filings
D2016-12-14 · 0001692258-16-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-08-13T04:00:00Z
Rdap Domain Last Changed
2025-06-14T08:47:37Z
Rdap Nameservers
Ns47.worldnic.comNs48.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4380743
Trust Company Affiliate
No

People (3)

3
KOTT, JEFFREY, S.
Direct Owner · 87.5%
4380743
FUCHS, STACY, ANN
Executive Officer · 2.5%
5030298
MCLAY, TODD, J.
Executive Officer · 2.5%
4380758