SourcingSourcing

PANAGORA ASSET MANAGEMENT INC

C37
CRD 105201·SEC 801-35497·BOSTON, MA
AUM
$44.13B
$1B+
Est. Revenue
$441.3M
@ 1% on AUM
Est. EBITDA
$132.4M
@ 30% margin
Est. Deal Value
$1.06B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PANAGORA ASSET MANAGEMENT INC
CRD
105201
SEC file #
801-35497
EIN
981044019
DBA names
—

Economics

AUM
$44.13B
AUM band
$1B+
AUM trajectory
'20'26
$44.05B → $44.13B▬ 0%
Client mix
Corporations32
Pooled Investment Vehicles18
Pension Profit Sharing Plans13
State Or Municipal Govt11
Sovereign Wealth Funds9

Operations

Employees (total)
110
Advisory staff (per ADV)
44
Advisory staff (5-yr trend)
'20'26
43 advisors → 44 advisors▲ +2%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
panagora.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PANAGORA HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
15
Control Persons
PANAGORA HOLDINGS, INC.
PAFI, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PANAGORA.COM
Rdap Domain Creation Date
1995-05-23T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
25
Form 5500 Total Compensation
3,363,164
Form 5500 Compensation Trajectory 3y
20252,294,742
20261,068,422
Form 5500 Plan Count Trajectory 3y
202519
20266
Schedule C Total Compensation
3,363,164
Schedule C Service Provider Rows
25

SEC EDGAR

Edgar Cik
0001553287
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2012-06-29
Edgar Last Filing Date
2025-12-01
Edgar Form D Count
14
Edgar Form D Offerings
2025-12-012025-12-01 · 0001553287-25-000003
2024-11-292024-11-29 · 0000898432-24-000945

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon20
State Street4
E*trade4
Morgan Stanley3
Northern Trust2
Edgar Addresses
Mailing
ONE INTERNATIONAL PLACE, 24TH FLOORBOSTON, MA 02110
Business
ONE INTERNATIONAL PLACE, 24TH FLOORBOSTON, MA 02110
Edgar EIN
981044019
Edgar Recent Filings
D/A2025-12-01 · 0001553287-25-000003
D/A2024-11-29 · 0000898432-24-000945
Fee Schedule
Bracket I100
Bracket Ii0
Bracket Iii0
Bracket Iv0
Bracket V0
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-24T04:00:00Z
Rdap Domain Last Changed
2024-03-25T05:29:42Z
Rdap Nameservers
Ns1.hvdata.netNs2.hvdata.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (13)

13
ANSON, MARK, JONATHON
Executive Officer · 2.5%
2502127
BELTON, BRYAN, DAVID
Executive Officer · 2.5%
7996295
BOLOTIN, ANDRA, SLOANE
Executive Officer · 2.5%
5628438
Ferrara, Stephen, Rosario
Executive Officer · 2.5%
7778388
KETCHEN, JASON, FORREST
Executive Officer · 2.5%
6136629
MUSSALLI, GEORGE, DECKEY
Executive Officer · 2.5%
2687403
ORR, ROBERT, JEFFERY
Executive Officer · 2.5%
2991469
QIAN, EDWARD, ENPING
Executive Officer · 2.5%
5472943
REYNOLDS, ROBERT, LLOYD
Executive Officer · 2.5%
2009065
SORENSEN, ERIC, HEVERING
Executive Officer · 2.5%
855174
SUTTON, PAUL, MICHAEL
Executive Officer · 2.5%
4343135
VOLPE, MARC, LEONARD
Executive Officer · 2.5%
6027945
WYRWAS, MARGARET, ETHEL
Executive Officer · 2.5%
3259297