SourcingSourcing

PACIFIC FINANCIAL GROUP INC

C29
CRD 105203·SEC 801-18151·NASHVILLE, TN
AUM
$5.07B
$1B+
Est. Revenue
$50.7M
@ 1% on AUM
Est. EBITDA
$15.2M
@ 30% margin
Est. Deal Value
$121.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PACIFIC FINANCIAL GROUP INC
CRD
105203
SEC file #
801-18151
EIN
911257006
DBA names
The Pacific Financial Group, Inc.

Economics

AUM
$5.07B
AUM band
$1B+
AUM trajectory
'20'26
$2.56B → $5.07B▲ +98%
Client mix
Individuals Other16,514
Individuals High Net Worth304
Corporations9
Charitable Organizations4
Pension Profit Sharing Plans1

Operations

Employees (total)
62
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
26 advisors → 20 advisors▼ -23%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Trademedium confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
tpfg.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PACIFIC HOLDINGS GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
PACIFIC HOLDINGS GROUP, LLC
DILDINE, YVONNE, JILL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TPFG.COM
Rdap Domain Creation Date
1996-01-17T05:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
DNC Holdings, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
60,920
Form 5500 Compensation Trajectory 3y
202560,920
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
60,920
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001279926
Edgar Registered
Yes
Edgar Filing Count
88
Edgar First Filing Date
2004-02-18
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
86
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001214659-26-006146

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Window
E*trade1
Full
Charles Schwab6
E*trade5
Pershing4
Fidelity2
Edgar Addresses
Mailing
900 20TH AVENUE SOUTHSUITE 500NASHVILLE, TN 37212
Business
1920 ADELICIA STREETSUITE 500NASHVILLE, TN 37212
Edgar EIN
911257006
Edgar Recent Filings
13F-HR2026-05-14 · 0001214659-26-006146
13F-HR2026-02-17 · 0001214659-26-001837
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-18T05:00:00Z
Rdap Domain Last Changed
2025-12-04T07:07:54Z
Rdap Nameservers
Ns0.directnic.comNs1.directnic.comNs2.directnic.comNs3.directnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (17)

17
MEADE, MEGAN, MCCLENDON
IAR · Executive Officer · 2.5%
2338601
DILDINE, YVONNE, JILL
Executive Officer · 2.5%
5758161
LAVIN, RICHARD, REID
Executive Officer · 2.5%
6318973
ROSS, DAVID, LINCOLN
Executive Officer · 2.5%
2991610
JAMES CARMICHAEL MCCLENDON
IAR
1134177
MICHAEL RICHARD JENCO
IAR
5573143
RICHARD CRAIG OLSEN
IAR
5814794
KAIMELE KELLEY SEARLES
IAR
2938755
Alex Roberto Hidalgo
IAR
6643111
JENNIFER MICHELLE ROWE
IAR
4513582
JULIE ANN MOCHAN
IAR
4108965
NEIL YUKIO NAKAGAWA
IAR
2565291
TRAVIS CHRISTIAN EDINGTON
IAR
6195676
AARON JACOB CHOW
IAR
2833796
PARKER WILLIAM MOSLEY
IAR
6461288
CHARLES MARK KENNEDY
IAR
2799039
Anthony David Root
IAR
7471524