SourcingSourcing

BTS ASSET MANAGEMENT INC

A68
CRD 105215·SEC 801-14895·LINCOLN, MA
AUM
$144.8M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$434K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BTS ASSET MANAGEMENT INC
CRD
105215
SEC file #
801-14895
EIN
043488196
DBA names
Bts Asset Management, Inc.

Economics

AUM
$144.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$1.32B → $144.8M▼ -89%
Client mix
Individuals Other441
Investment Companies3
Individuals High Net Worth2
Pension Profit Sharing Plans2

Operations

Employees (total)
13
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
LINCOLN MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesMarket timing services
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
btsfunds.com

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PASTS, VILIS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
PASTS, VILIS
PASTS, MATTHEW, ALEXANDER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BTSFUNDS.COM
Rdap Domain Creation Date
2009-04-07T19:11:48Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001141458
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2012-05-15
Edgar Last Filing Date
2013-05-21
Edgar Form D Count
2
Edgar Form D Offerings
2013-05-212013-05-21 · 0001019056-13-000703
2012-05-152012-05-15 · 0001019056-12-000618
Edgar Former Names
BTS ASSET ALLOCATION/HIGH YIELD FUND LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
E*trade4
Axos Advisor Services2
Edgar Addresses
Mailing
C/O BTS ASSET MANAGEMENT, INC.420 BEDFORD STREET, SUITE 340LEXINGTON, MA 02420
Business
C/O BTS ASSET MANAGEMENT, INC.420 BEDFORD STREET, SUITE 340LEXINGTON, MA 02420
Edgar EIN
043488196
Edgar Recent Filings
D/A2013-05-21 · 0001019056-13-000703
D2012-05-15 · 0001019056-12-000618
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-07T19:11:48Z
Rdap Domain Last Changed
2026-03-08T07:34:36Z
Rdap Nameservers
Ns1.verio.comNs2.verio.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
357593
Trust Company Affiliate
No

People (11)

11
PASTS, VILIS
IAR · Direct Owner · 62.5%
357593
PASTS, MATTHEW, ALEXANDER
IAR · Direct Owner · 37.5%
2132031
BRALEY, ISAAC, CHARLES
IAR · Executive Officer · 2.5%
3274460
Pasts, Henry, Michael
IAR · Executive Officer · 2.5%
7716346
GEORGE WILLIAM PLATT
IAR
4703850
ROBERT LAWRENCE LINCOLN
IAR
4805064
WILLIAM HOWARD FASSBENDER
IAR
1264447
MARK BYRON BENTLEY
IAR
1539912
Corey Lampman
IAR
7609536
BRENDAN SCARAFONE
IAR
6529784
Brian C Sylvia
IAR
7878551