SourcingSourcing

NEW ENGLAND FINANCIAL PLANNING GROUP, LLC

B63
CRD 105254·SEC 801-17130·BURLINGTON, MA
AUM
$246.1M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$738K
@ 30% margin
Est. Deal Value
$5.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEW ENGLAND FINANCIAL PLANNING GROUP, LLC
CRD
105254
SEC file #
801-17130
EIN
—
DBA names
Nefpg

Economics

AUM
$246.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$119.3M → $246.1M▲ +106%
Client mix
Individuals Other120
Individuals High Net Worth76

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
BURLINGTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
nefpg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WOJCIK, RICHARD, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WOJCIK, RICHARD, JOSEPH
NICHOLS, BRADFORD, BERGH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEFPG.COM
Rdap Domain Creation Date
2000-03-03T02:49:02Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James9
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-03T02:49:02Z
Rdap Domain Last Changed
2025-07-12T01:20:53Z
Rdap Nameservers
A1-20.akam.netA10-65.akam.netA16-65.akam.netA2-65.akam.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
471029
Trust Company Affiliate
No

People (3)

3
WOJCIK, RICHARD, JOSEPH
IAR · Direct Owner · 62.5%
471029
NICHOLS, BRADFORD, BERGH
IAR · Direct Owner · 62.5%
2624137
MICHAEL MCCULLY
IAR
4082184