SourcingSourcing

OXFORD FINANCIAL GROUP, LTD. LLC

C17
CRD 105303·SEC 801-20692·CARMEL, IN
AUM
$23.33B
$1B+
Est. Revenue
$233.3M
@ 1% on AUM
Est. EBITDA
$70.0M
@ 30% margin
Est. Deal Value
$559.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OXFORD FINANCIAL GROUP, LTD. LLC
CRD
105303
SEC file #
801-20692
EIN
351588335
DBA names
Oxford Financial Group, Ltd

Economics

AUM
$23.33B
AUM band
$1B+
AUM trajectory
'20'26
$11.05B → $23.33B▲ +111%
Client mix
Individuals High Net Worth551
Pooled Investment Vehicles48
Individuals Other38
Pension Profit Sharing Plans29
Charitable Organizations18

Operations

Employees (total)
156
Advisory staff (per ADV)
36
Advisory staff (5-yr trend)
'20'26
28 advisors → 36 advisors▲ +29%
Primary office
CARMEL IN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
ofgltd.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OXFORD FINANCIAL GROUP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
15
Control Persons
OXFORD FINANCIAL GROUP
BARON, KRISTINA, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OFGLTD.COM
Rdap Domain Creation Date
2001-06-20T17:15:06Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
15
Form 5500 Total Participants
402
Form 5500 Total Compensation
958,289
Form 5500 Compensation Trajectory 3y
2025877,049
202681,240
20240
Form 5500 Plan Count Trajectory 3y
20259
20264
20242
Schedule C Total Compensation
958,289
Schedule C Service Provider Rows
15

SEC EDGAR

Edgar Cik
0001245862
Edgar Registered
Yes
Edgar Filing Count
42
Edgar First Filing Date
2003-06-23
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
38
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001398344-26-008494
Edgar Former Names
OXFORD FINANCIAL GROUP LTD

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Fidelity36
E*trade4
Edgar Addresses
Mailing
PO BOX 80238INDIANAPOLIS, IN 46280-0238
Business
11711 N MERIDIAN ST SUITE 600CARMEL, IN 46032
Edgar EIN
351588335
Edgar Recent Filings
13F-HR2026-05-06 · 0001398344-26-008494
13F-HR2026-02-13 · 0001398344-26-003025
Fee Schedule
Bracket Ix59
Bracket I28
Bracket Iv6
Bracket X5
Bracket Iii1
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2028-06-20T17:15:06Z
Rdap Domain Last Changed
2023-03-14T13:46:25Z
Rdap Nameservers
Ns0.dnsmadeeasy.comNs1.dnsmadeeasy.comNs2.dnsmadeeasy.comNs3.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (53)

53
RAMSEY, ROBERT, DALE
IAR · Executive Officer · 2.5%
7348287
DAVIS, CHARLES, RICHARD
IAR · Executive Officer · 2.5%
5441093
THOMASSON, JEFFREY, HUGH
IAR · Executive Officer · 2.5%
1041291
FORD, DANIEL, JOSEPH
IAR · Executive Officer · 2.5%
6882501
CARTER, CHARLES, RUSH
IAR · Executive Officer · 2.5%
6557071
KLEIN, NICHOLAS, STEVEN
IAR · Executive Officer · 2.5%
5369448
BARON, KRISTINA, R
IAR · Executive Officer · 2.5%
5276909
DELIBERO, RUSSELL, GEORGE
IAR · Executive Officer · 2.5%
5393165
KRUMM, MELISSA, BREEZE
IAR · Executive Officer · 2.5%
4372017
NISHIDA, JARED, ANDREW
IAR · Executive Officer · 2.5%
4537038
BLUM, JARRET, D.
IAR · Executive Officer · 2.5%
4380142
COPSEY, BRIAN, D
Executive Officer · 2.5%
6259713
MCMILLEN, SUE, A.
Executive Officer · 2.5%
5895846
NEFF, ALEXANDRA
Executive Officer · 2.5%
8245563
JAMES RUSSELL WRIGHT
IAR
4534974
CAMERON ROBERT JOHNSON
IAR
2600024
PETER NIELSEN REIST
IAR
4703846
RICHARD V. HALL
IAR
4773511
Robert Lynn Webb
IAR
7345254
DAVID M LEWIS
IAR
5564942
LAURA JANE CLARK
IAR
2268084
JASON ROBERT BRINKS
IAR
3107035
MICHELLE A REICHERT
IAR
4537603
Tania A. DeVries
IAR
8031359
Ryan Tyler Shidler
IAR
7315543
JENNIFER LYNNE HAMMEL
IAR
7559493
CHRISTOPHER BRADFORD GIOIA
IAR
5732625
JULIA SWALLOW WEAVER
IAR
1401915
ROBERT MEAD TWITCHELL
IAR
4323593
Emily O Pattee
IAR
6012167
JEFFERY HAL STROMAN
IAR
1107272
TERILYN SCHWARTZ
IAR
6292190
TIMOTHY EDWARD WITTENBROOK
IAR
1779926
Alec Leverenz Finn
IAR
7870844
NATALIE MARIE BENNETT
IAR
4932897
Carl Steven Jackson
IAR
5675065
JOSEPH PARKER MITCHELL
IAR
5162465
BARTON CRAIG FRANCIS
IAR
4520663
KEVIN COQUILLETTE
IAR
6208811
JACQUELINE KAY ARMSTRONG
IAR
4639892
ZACHARY SHAW LITTLETON
IAR
5295870
Christian Graham Nallenweg
IAR
5245665
Jacquelyn Marie Nolan
IAR
7495795
HENRY TYLER ROSSER
IAR
7892106
Adam Caleb Ward
IAR
2844507
Stephen Bowden Wilkins
IAR
2546528
Austin Carey
IAR
7152794
Jameson K Stady
IAR
6642502
NEAL Gregg DAVIS
IAR
5008386
Christopher E McGraw
IAR
4651055
MICHAEL EVERETT LARSON
IAR
4270604
ANDREW DONALD FILAURO
IAR
6213634
DUSTIN ANTHONY BROWN
IAR
5058494