SourcingSourcing

CLEARWATER MANAGEMENT CO., INC.

C27
CRD 105307·SEC 801-29336·ST PAUL, MN
AUM
$4.68B
$1B+
Est. Revenue
$46.8M
@ 1% on AUM
Est. EBITDA
$14.0M
@ 30% margin
Est. Deal Value
$112.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLEARWATER MANAGEMENT CO., INC.
CRD
105307
SEC file #
801-29336
EIN
—
DBA names
—

Economics

AUM
$4.68B
AUM band
$1B+
AUM trajectory
'20'26
$2.33B → $4.68B▲ +101%
Client mix
Pooled Investment Vehicles9
Investment Companies4

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
ST PAUL MN
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARR, SAMUEL, BALDWIN
Top Owner Pct
17.5
Owner Count
12
Control Persons
CARR, SAMUEL, BALDWIN
CUNNINGHAM, COURTLAND, BAXTER
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust15
U.s. Bank9
E*trade4
Wells Fargo1
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4336195
Trust Company Affiliate
No

People (12)

12
SAMUEL BALDWIN CARR
Direct Owner · 17.5%
4336195
CUNNINGHAM, COURTLAND, BAXTER
Direct Owner · 17.5%
2275865
DAY, VIVIAN, WEYERHAEUSER
Direct Owner · 17.5%
6472251
DRISCOLL, WILLIAM, LINDEKE
Direct Owner · 17.5%
6629111
HLAVKA, ELIZABETH, DRISCOLL
Direct Owner · 17.5%
4336169
GREGORY MICHAEL LIM
Direct Owner · 17.5%
6369179
MIDDLETON, RICHARD, W
Direct Owner · 17.5%
7053554
PIASECKI, FRANK, WEYERHAEUSER
Direct Owner · 17.5%
4336238
TITCOMB, DANIEL, LESLIE
Direct Owner · 17.5%
7674975
WEYERHAEUSER, CATHERINE, LANE
Direct Owner · 17.5%
4336199
DAVIS, MELISSA, MARGUERITE
Executive Officer · 2.5%
7345900
MITCHELL, JASON, KEITH
Executive Officer · 2.5%
5859466