SourcingSourcing

LAW & ASSOCIATES INC

C43
CRD 105350·SEC 801-16929·GLEN ECHO, MD
AUM
$326.6M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$980K
@ 30% margin
Est. Deal Value
$7.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LAW & ASSOCIATES INC
CRD
105350
SEC file #
801-16929
EIN
—
DBA names
—

Economics

AUM
$326.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$204.4M → $326.6M▲ +60%
Client mix
Individuals Other243
Individuals High Net Worth54
Other10
Corporations6
Banking Institutions5

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
GLEN ECHO MD
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicalsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
lawandassociates.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HENDERSON, JANICE, LYNNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HENDERSON, JANICE, LYNNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LAWANDASSOCIATES.COM
Rdap Domain Creation Date
2002-10-30T22:08:50Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6
Soi Zip Pct 200k Plus
0.4
Soi Zip Returns 200k Plus
60
Soi Zip Total AGI
35,313

Compliance & brand

Firm Registration Status
active

All other collected signals (20)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James8
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-10-30T21:08:50Z
Rdap Domain Last Changed
2022-10-31T23:00:29Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI301
Returns30
Stub 2
AGI1,500
Returns30
Stub 3
Returns0
AGI0
Soi Zip Total Business Income
1852
Soi Zip Total Cap Gains
1,245
Soi Zip Total Dividends
1,687
Soi Zip Total Returns
150
Top Owner CRD
1998559
Trust Company Affiliate
No

People (3)

3
HENDERSON, JANICE, LYNNE
IAR · Direct Owner · 87.5%
1998559
RAMZI BENMOKHTAR BAKLOUTI
IAR
5942494
DAVITA CRYSTAL ALFORD-COOPER
IAR
1913963