SourcingSourcing

ALAN B. LANCZ & ASSOCIATES, INC.

A78
CRD 105363·SEC 801-24450·TOLEDO, OH
AUM
$175.4M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$526K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALAN B. LANCZ & ASSOCIATES, INC.
CRD
105363
SEC file #
801-24450
EIN
—
DBA names
—

Economics

AUM
$175.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$152.2M → $175.4M▲ +15%
Client mix
Individuals High Net Worth63
Individuals Other36
Pooled Investment Vehicles2

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
4 advisors → 1 advisors▼ -75%
Primary office
TOLEDO OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
ablonline.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LANCZ, ALAN, BRUCE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LANCZ, ALAN, BRUCE
DWYER, JOHN, KEITH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Website Staleness Score
0.707
Web Signal Quality
ok
Wayback Last Material Change
2025-05-07T10:04:20.000Z
Wayback Snapshot Count
323
Wayback Snapshots Last 12mo
1
Wayback First Snapshot
1999-10-08T01:55:29.000Z
Wayback Last Snapshot
2026-01-10T10:30:08.000Z
Rdap Domain
ABLONLINE.COM
Rdap Domain Creation Date
1998-04-28T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1321
Soi Zip Pct 200k Plus
0.0329
Soi Zip Returns 200k Plus
640
Soi Zip Total AGI
1,264,083
Fdic Zip Total Deposits
5,244,946,000
Fdic Zip Branch Count
186
Fdic Zip Top Banks
Fifth Third Bank
Keybank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (28)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Fdic Zip Branches Raw
National City Bank, NorthwestToledo, OH
Society National BankToledo, OH
Fdic Zip HHI
1351.03
Fdic Zip Top Bank Share Pct
19.32
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-27T04:00:00Z
Rdap Domain Last Changed
2026-04-27T14:05:29Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI82,559
Returns6,140
Stub 2
AGI212,939
Returns5,810
Stub 3
AGI199,467
Returns3,260
Soi Zip Total Business Income
33,877
Soi Zip Total Cap Gains
50,086
Soi Zip Total Dividends
26,398
Soi Zip Total Returns
19,460
Top Owner CRD
731986
Trust Company Affiliate
No
Wayback Avg Days Between Changes
71.9
Wayback Closest Snapshot Ts
2025-05-07T10:04:20.000Z
Wayback Closest Snapshot Url
http://web.archive.org/web/20250507100420/https://ablonline.com/
Wayback Distinct Digest Count
131

People (2)

2
LANCZ, ALAN, BRUCE
IAR · Direct Owner · 87.5%
731986
JOHN KEITH DWYER
Executive Officer · 2.5%
2551964