SourcingSourcing

NEEDHAM R B ADVISORY CORP

A66
CRD 105378·SEC 801-132495·NORTH ANDOVER, MA
AUM
$102.4M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$307K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NEEDHAM R B ADVISORY CORP
CRD
105378
SEC file #
801-132495
EIN
—
DBA names
Needham Advisory Corporation

Economics

AUM
$102.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$100.2M → $102.4M▲ +2%
Client mix
Individuals Other111
Individuals High Net Worth32
Charitable Organizations2

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
NORTH ANDOVER MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
linkedin.com/company/needham-advisory(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEEDHAM, ROBERT, B
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
NEEDHAM, ROBERT, B
KIMBALL, GEORGE, JONES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
Yes
Top Owner CRD
2569173
Trust Company Affiliate
No

People (2)

2
ROBERT B NEEDHAM
Direct Owner · 62.5%
2569173
KIMBALL, GEORGE, JONES
IAR · Direct Owner · 37.5%
1108380