SourcingSourcing

BARON CAPITAL, INC.

C23
CRD 10538
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARON CAPITAL, INC.
CRD
10538
SEC file #
—
EIN
000000000
DBA names
Baron Capital, Inc.Baron Capital, Inc. (ny)

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
—
Branches
Count3

Custodian & Brokerage

Primary custodian
—
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
—
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Owner Count
0

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
500
Form 5500 Total Compensation
1,254,139
Form 5500 Compensation Trajectory 3y
20261,254,139
20240
20250
Form 5500 Plan Count Trajectory 3y
20241
20251
20261
Schedule C Total Compensation
1,254,139
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0002028234
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2024-07-03
Edgar Last Filing Date
2025-11-26
Edgar Form D Count
3
Edgar Form D Offerings
2025-11-262025-11-26 · 0000950103-25-015332
2024-12-022024-12-02 · 0000950103-24-017053

Compliance & brand

Firm Registration Status
active

All other collected signals (7)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
0
Bc Firm IAR Count
50
Edgar Addresses
Mailing
767 FIFTH AVENUE,48TH FLOORNEW YORK,, NY 10153
Business
767 FIFTH AVENUE,48TH FLOORNEW YORK,, NY 10153
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-11-26 · 0000950103-25-015332
D/A2024-12-02 · 0000950103-24-017053

People (50)

50
CHRISTINE NICOLE SCI
IAR
6295374
Ryan Scott Rossi
IAR
6970595
Mariana Sabogal
IAR
7593744
Pierson Churchill
IAR
7663977
RONALD CHRISTOPHER STANKIEWICZ
IAR
3032045
Lyndell Kathryn Giffenig
IAR
7500507
MATTHEW JOHN O'DONNELL
IAR
4773841
JENNIFER LYNN NIGRO
IAR
4602861
WILLIAM EDWARD ZOROVICH
IAR
2511302
JAMES MICHAEL OLEARY
IAR
5017096
JANET LAM CHEN
IAR
4999235
CHARLES ADREON KRUGER
IAR
5379041
AARON MATTHEW KALTBAUM
IAR
6270889
ROBIN CHENOWETH THURAU - LJUTICA
IAR
3270638
KRISTIN MARIE KULIK-PETERS
IAR
2916242
BEASLEY, LOUIS, BARRETT
IAR
3156061
VANNA HON CHEW
IAR
4433512
WAYNE FREDERICK OUIMETTE
IAR
2084991
SCOTT ALAN KOZIOL
IAR
2312917
Jennifer Jean Bailey
IAR
6596909
MARK WHITEHOUSE
IAR
2234310
DAVID TA-CHIH CHOW
IAR
2520481
Bryan James Comandini
IAR
7490455
Frances Hildegarde LaBianca
IAR
8081481
Emma Ceisler
IAR
7388722
PATRICK WILLIAM MURPHY
IAR
6550363
Eleanor Winifred Breck
IAR
7260985
DAVID PETER JUDICE
IAR
2454787
Michael Paul Howard
IAR
6686694
JAMES J BARRETT
IAR
3185744
BRIAN JOSEPH CULLEN
IAR
5681043
JANE LIANG
IAR
7931027
PATALINO, PATRICK, MICHAEL
IAR
4481185
ELIZABETH DATZMAN CASSAL
IAR
4975697
DAVID EDWARD KAPLAN
IAR
1422513
GLENN MICHAEL SMITH
IAR
4199509
BARON, RONALD, STEPHEN
IAR
13187
Kabir Tyagi
IAR
7449155
STEPHANIE LOUISE GISRIEL WARD
IAR
5749053
KATYA ROSENBLATT
IAR
4581164
Salvatore G Cimato
IAR
7380629
CHELSEA METZ AMEEN
IAR
4990232
ROGER DEVER MACK
IAR
1896872
LUCY ELIZABETH PESA
IAR
3190842
GARY JOHN ROSS
IAR
1388525
ANTHONY JAMES SACOTO
IAR
4303037
CHRISTOPHER C SNOW
IAR
5689495
FRANK COSTIGLIOLA
IAR
6536463
ERIC BELGARD
IAR
5799672
PAUL VERICAIN GULLATTE
IAR
2994865