SourcingSourcing

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

C34
CRD 105390·SEC 801-32108·PHILADELPHIA, PA
AUM
$164.32B
$1B+
Est. Revenue
$1.64B
@ 1% on AUM
Est. EBITDA
$493.0M
@ 30% margin
Est. Deal Value
$3.94B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CRD
105390
SEC file #
801-32108
EIN
232693133
DBA names
—

Economics

AUM
$164.32B
AUM band
$1B+
AUM trajectory
'20'26
$158.65B → $164.32B▲ +4%
Client mix
Investment Companies119
Pooled Investment Vehicles53
Corporations49
Individuals High Net Worth26
State Or Municipal Govt24

Operations

Employees (total)
598
Advisory staff (per ADV)
157
Advisory staff (5-yr trend)
'20'26
127 advisors → 157 advisors▲ +24%
Primary office
PHILADELPHIA PA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
01/14/2026
ADV-W filed at
—
Website
nomuraassetmanagement.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NOMURA ASSET MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
NOMURA ASSET MANAGEMENT
CHIULLI, EUGENE, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NOMURAASSETMANAGEMENT.COM
Rdap Domain Creation Date
2025-06-11T14:05:19Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Participants
2139
Form 5500 Total Compensation
193,877
Form 5500 Compensation Trajectory 3y
2026152,317
202541,560
20240
Form 5500 Plan Count Trajectory 3y
20253
20242
20261
Schedule C Total Compensation
193,877
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0000921739
Edgar Registered
Yes
Edgar Filing Count
667
Edgar First Filing Date
1996-02-07
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0000905148-26-002311
Edgar Form D Count
10
Edgar Form D Offerings
2019-12-202019-12-20 · 0001567619-19-023471
2018-12-172018-12-17 · 0001567619-18-008117
Edgar Sic Description
Investment Advice
Edgar Former Names
MACQUARIE MANAGEMENT HOLDINGS, INC.
Delaware Management Holdings, Inc.

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Lpl Financial12
Northern Trust8
Bny Mellon8
Raymond James6
Charles Schwab5
Edgar Addresses
Mailing
100 INDEPENDENCE610 MARKET STREETPHILADELPHIA, PA 19106-2354
Business
100 INDEPENDENCE610 MARKET STREETPHILADELPHIA, PA 19106-2354
Edgar EIN
232693133
Edgar Recent Filings
SCHEDULE 13G/A2026-05-15 · 0000905148-26-002387
SCHEDULE 13G/A2026-05-15 · 0000905148-26-002386
Edgar Sic
6282
Fee Schedule
Bracket Xii50
Bracket I42
Bracket Iv6
Bracket Iii2
Bracket Ii0
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-11T14:05:19Z
Rdap Domain Last Changed
2025-08-21T04:46:03Z
Rdap Nameservers
Ns10.nomura.comNs11.nomura.comNs12.nomura.comNs13.nomura.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (57)

57
CHIULLI, EUGENE JAMES
Executive Officer · 2.5%
2976702
CONNOR, DAVID, FORRESTER
Executive Officer · 2.5%
4243088
LYTLE, SHAWN, KEITH
Executive Officer · 2.5%
5816747
SALUS, RICHARD, (No Middle Name)
Executive Officer · 2.5%
2850592
Wolfangel, Robert, Peter
Executive Officer · 2.5%
2965141
Wolin, Martin, Joel
Executive Officer · 2.5%
4331075
CAPUZZI, MICHAEL, FRANCIS
Executive Officer · 2.5%
1124735
John Robert Logan
IAR
2109934
Theodore J DeCencio
IAR
7558454
Gabriella Joyce Lewald
IAR
8167058
Michael C. Simons
IAR
2754804
Sean Thomas Connelly
IAR
8187849
Zachary A. Per
IAR
5272502
Samuel C Bookbinder
IAR
8154756
Gabrielle M Mongno
IAR
7683143
Tristan James Corcoran
IAR
7939694
James W Fox
IAR
3121282
Alison B Simpson
IAR
4335424
Joseph M. Hurchik
IAR
4279908
Jamie L. White
IAR
5688350
Milissa A Hutchinson
IAR
5727922
David E Tierney
IAR
7618921
Mason Lee Paulus
IAR
6692386
John A DiGirolamo
IAR
5465049
Bill F. Roach
IAR
5712334
Matthew J Tomasino
IAR
6336047
Tyler Michael Kubrak
IAR
8167051
DAVID JOSEPH FIORITA
IAR
2947956
Luke H D'Alessandro
IAR
7359086
Sarah E Schiavoni
IAR
4211994
Olivia T. Bakunas
IAR
4219219
JOSEPH TYLER CINOTTO
IAR
5941888
CHARLES JOHN PAVIOLITIS
IAR
2498077
DAVID J CHORBA
IAR
4466203
MATTHEW TODD CHENEY
IAR
2882640
JAMES MURPHY BROWN
IAR
5438404
Kate A Mastalerz
IAR
5937388
Herb W Zimmerman
IAR
2807314
GREGREY JAMES THOMAS
IAR
3164435
EUGENE JAMES EIGNOR
IAR
3090548
Mark M Bourdin
IAR
8035327
Alexander R. Freud
IAR
7439544
Ethan R Kaighn
IAR
7594053
Christopher C Garvin
IAR
5343706
DOUGLAS DIKIJIAN
IAR
2770181
PETER DAVID DRISCOLL
IAR
3051607
Charles Hammel
IAR
6692846
AJ HELGERSON
IAR
4835978
ANDREW FORD TOMSON
IAR
5231665
Lindsey Cain Bulger
IAR
5364298
ROBERT C ANZURES
IAR
6507311
BRETT HOWARD SCHRYER
IAR
6228235
SAMUEL NICHOLAS GIORDANO
IAR
4595702
Matt R Cowell
IAR
6684968
Elijah M Reneau
IAR
7465962
Liam J Hart
IAR
7983930
Oliver Michael Brown
IAR
7671165