SourcingSourcing

MONTGOMERY INVESTMENT MANAGEMENT INC

A70
CRD 105417·SEC 801-30150·ROCKVILLE, MD
AUM
$490.0M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MONTGOMERY INVESTMENT MANAGEMENT INC
CRD
105417
SEC file #
801-30150
EIN
—
DBA names
—

Economics

AUM
$490.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$221.8M → $490.0M▲ +121%
Client mix
Individuals High Net Worth107
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
ROCKVILLE MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
miminvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KOONCE, CALVIN, SCOTT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
KOONCE, CALVIN, SCOTT
OPPENHEIMER, MARTIN, FOOTE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MIMINVEST.COM
Rdap Domain Creation Date
2002-10-31T14:21:25Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001026013
Edgar Registered
Yes
Edgar Filing Count
158
Edgar First Filing Date
1997-03-26
Edgar Last Filing Date
2024-11-25
Edgar 13f Count
37
Edgar 13f Latest AUM Estimate
Filing Date2024-01-29
Accession0001026013-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
6229 EXECUTIVE BOULEVARDROCKVILLE, MD 20852
Edgar Recent Filings
SC 13D/A2024-11-25 · 0001140361-24-047827
1442024-11-08 · 0001026013-24-000006
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2031-01-16T11:59:59Z
Rdap Domain Last Changed
2026-01-27T15:55:56Z
Rdap Nameservers
Ns47.domaincontrol.comNs48.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
706385
Trust Company Affiliate
No

People (7)

7
KOONCE, CALVIN, SCOTT
IAR · Direct Owner · 87.5%
706385
MARTIN FOOTE OPPENHEIMER
Direct Owner · 17.5%
722978
KOONCE, FRANKLIN, SCOTT
IAR · Direct Owner · 7.5%
2510250
KOONCE, JANET, BELL
Executive Officer · 2.5%
1473339
LAURA CATHERINE MURPHY
Executive Officer · 2.5%
1265676
CRAIG, VIRGINIA, KOONCE
Executive Officer · 2.5%
1473341
GOODIER, KATHLEEN, KOONCE
Executive Officer · 2.5%
1855916