SourcingSourcing

RAINIER INVESTMENT MANAGEMENT LLC

B50
CRD 105556·SEC 801-35638·SEATTLE, WA
AUM
$581.1M
$500M-$1B
Est. Revenue
$5.8M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RAINIER INVESTMENT MANAGEMENT LLC
CRD
105556
SEC file #
801-35638
EIN
464242069
DBA names
—

Economics

AUM
$581.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$738.3M → $581.1M▼ -21%
Client mix
Pooled Investment Vehicles2
Investment Companies1
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
twitter.com/manningnapier(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MANNING & NAPIER GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
MANNING & NAPIER GROUP, LLC
BATTAGLIA, PAUL, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:twitter.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000947772
Edgar Registered
Yes
Edgar Filing Count
198
Edgar First Filing Date
1998-05-29
Edgar Last Filing Date
2018-02-02
Edgar 13f Count
83
Edgar 13f Latest AUM Estimate
Filing Date2018-02-02
Accession0001172661-18-000238
Edgar Former Names
RAINIER INVESTMENT MANAGEMENT INC/

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Bny Mellon2
Jpmorgan1
Edgar Addresses
Mailing
TWO UNION SQUARE601 UNION ST #3525SEATTLE, WA 98101
Business
TWO UNION SQUARE601 UNION ST #3525SEATTLE, WA 98101
Edgar EIN
464242069
Edgar Recent Filings
13F-HR2018-02-02 · 0001172661-18-000238
13F-HR2017-11-14 · 0001172661-17-002051
Firm Has Custody
No
Mailing Office Differs
Yes
Trust Company Affiliate
Yes

People (3)

3
BATTAGLIA, PAUL, JOHN
Executive Officer · 2.5%
6007994
Morabito, Scott, James
Executive Officer · 2.5%
6838712
KUSHNER, JESSICA, MICHELE
Executive Officer · 2.5%
5503211