SHAPIRO CAPITAL MANAGEMENT LLC

CRD

105581

SEC file #

801-34275

EIN

581830170

DBA names

—

Economics

AUM

$1.97B

AUM band

$1B+

AUM trajectory

'20 · $3.99B

'21 · $4.87B

'22 · $5.63B

'23 · $5.63B

'25 · $2.95B

'26 · $1.97B

'20'26

$3.99B → $1.97B▼ -51%

sec adv history

Client mix

Individuals High Net Worth	271
Corporations	70
Charitable Organizations	33
Individuals Other	9
Pension Profit Sharing Plans	5

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 4 advisors

'21 · 4 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 4 advisors

'26 · 4 advisors

'20'26

4 advisors → 4 advisors▬ 0%

sec adv history

Primary office

ATLANTA GA

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses

Fee basis

% of AUM

Filings

Latest ADV filing

03/11/2026

ADV-W filed at

—

Website

shapirocapital.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

RESOLUTE INVESTMENT MANAGERS,

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

RESOLUTE INVESTMENT MANAGERS,

SHAPIRO, LOUIS, STEVEN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SHAPIROCAPITAL.COM

Rdap Domain Creation Date

2000-02-15T20:23:40Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

2,539,548

Form 5500 Compensation Trajectory 3y

2026	1,702,804
2025	836,744

Form 5500 Plan Count Trajectory 3y

2025	2
2026	1

Schedule C Total Compensation

2,539,548

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001177244

Edgar Registered

Yes

Edgar Filing Count

594

Edgar First Filing Date

2002-07-10

Edgar Last Filing Date

2026-05-15

Edgar 13f Count

102

Edgar 13f Latest AUM Estimate

Filing Date2026-05-15

Accession0001376474-26-000377

Edgar Former Names

SHAPIRO CAPITAL MANAGEMENT CO INC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Goldman Sachs	6
E*trade	4
Raymond James	2
Bny Mellon	1

adv brochure

Edgar Addresses

Mailing

3060 PEACHTREE RD NWSUITE 1555ATLANTA, GA 30305

Business

3060 PEACHTREE RD NWSUITE 1555ATLANTA, GA 30305

Edgar EIN

581830170

Edgar Recent Filings

13F-HR2026-05-15 · 0001376474-26-000377

SCHEDULE 13G/A2026-02-17 · 0001376474-26-000180

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2029-02-15T20:23:40Z

Rdap Domain Last Changed

2023-12-17T08:36:57Z

Rdap Nameservers

Connect1.squarespacedns.comConnect2.squarespacedns.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate

Yes