SPECTRUM FINANCIAL INC
B58
CRD 105618·SEC 801-33311·VIRGINIA BEACH, VA
AUM
$236.5M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$709K
@ 30% margin
Est. Deal Value
$5.7M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $129.1M
'21 · $146.0M
'22 · $415.8M
'23 · $402.6M
'25 · $266.3M
'26 · $236.5M
'20'26
$129.1M → $236.5M▲ +83%
Client mix
| Individuals Other | 213 |
| Charitable Organizations | 9 |
| Corporations | 4 |
| Investment Companies | 3 |
| Other | 3 |
Operations
Advisory staff (5-yr trend)
'20 · 3 advisors
'21 · 3 advisors
'22 · 3 advisors
'23 · 4 advisors
'25 · 5 advisors
'26 · 5 advisors
'20'26
3 advisors → 5 advisors▲ +67%
Branches
—
Custodian & Brokerage
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesOther Advisory Services
Filings
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Compliance & brand
All other collected signals (14)
Everything else we've pulled for this record, not yet curated into a section.