SourcingSourcing

TIMECAPITAL INVESTOR ADVISORY SERVICES INC

A72
CRD 105672·SEC 801-11732·PORT JEFFERSON STATION, NY
AUM
$232.1M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$696K
@ 30% margin
Est. Deal Value
$5.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TIMECAPITAL INVESTOR ADVISORY SERVICES INC
CRD
105672
SEC file #
801-11732
EIN
043161577
DBA names
—

Economics

AUM
$232.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$257.0M → $232.1M▼ -10%
Client mix
Individuals Other156
Individuals High Net Worth62
Pension Profit Sharing Plans4

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
PORT JEFFERSON STATION NY
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
06/27/2025
ADV-W filed at
—
Website
timecapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROHMAN, ALEX, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ROHMAN, ALEX, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TIMECAPITAL.COM
Rdap Domain Creation Date
1997-09-12T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001427271
Edgar Registered
Yes
Edgar Filing Count
40
Edgar First Filing Date
2008-02-15
Edgar Last Filing Date
2016-08-02
Edgar 13f Count
40
Edgar 13f Latest AUM Estimate
Filing Date2016-08-02
Accession0001427271-16-000007

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2969
Soi Zip Pct 200k Plus
0.0765
Soi Zip Returns 200k Plus
1,000
Soi Zip Total AGI
1,088,796
Fdic Zip Total Deposits
21,358,023,000
Fdic Zip Branch Count
250
Fdic Zip Top Banks
Citibank, National Association
Astoria Federal Savings and Loan Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
6 KIMBALL LANELYNNFIELD, MA 01940
Business
6 KIMBALL LANELYNNFIELD, MA 01940
Edgar EIN
043161577
Edgar Recent Filings
13F-HR2016-08-02 · 0001427271-16-000007
13F-HR2016-05-09 · 0001427271-16-000006
Fdic Zip Branches Raw
North Fork BankPort Jefferson Station, NY
European American BankPort Jefferson Station, NY
Fdic Zip HHI
807.87
Fdic Zip Top Bank Share Pct
17.07
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-09-11T04:00:00Z
Rdap Domain Last Changed
2023-11-30T18:47:19Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI39,852
Returns3,190
Stub 2
AGI95,163
Returns2,570
Stub 3
AGI126,073
Returns2,050
Soi Zip Total Business Income
18,685
Soi Zip Total Cap Gains
11,349
Soi Zip Total Dividends
10,311
Soi Zip Total Returns
13,070
Top Owner CRD
2272815
Trust Company Affiliate
No

People (4)

4
ROHMAN, ALEX, JOHN
IAR · Direct Owner · 87.5%
2272815
JOSEPH STEIN
IAR
2370641
Kerry Frances Rothemich
IAR
6990909
KEITH AARON BUTLER
IAR
6062206