SourcingSourcing

PGIM, INC.

C30
CRD 105676·SEC 801-22808·NEWARK, NJ
AUM
$1131.64B
$1B+
Est. Revenue
$11.32B
@ 1% on AUM
Est. EBITDA
$3.39B
@ 30% margin
Est. Deal Value
$27.16B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PGIM, INC.
CRD
105676
SEC file #
801-22808
EIN
393370246
DBA names
—

Economics

AUM
$1131.64B
AUM band
$1B+
AUM trajectory
'20'26
$998.50B → $1131.64B▲ +13%
Client mix
Pooled Investment Vehicles255
Pension Profit Sharing Plans111
Investment Companies90
Insurance Companies55
State Or Municipal Govt35

Operations

Employees (total)
1,990
Advisory staff (per ADV)
1,350
Advisory staff (5-yr trend)
'20'26
1,006 advisors → 1,350 advisors▲ +34%
Primary office
NEWARK NJ
Branches
—

Custodian & Brokerage

Primary custodian
State Streetmedium confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
pgim.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PGIM HOLDING COMPANY LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
PGIM HOLDING COMPANY LLC
CHAPPUIS, JACQUES, PHILIPPE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PGIM.COM
Rdap Domain Creation Date
2007-10-09T18:16:30Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
55
Form 5500 Total Compensation
46,643,232
Form 5500 Compensation Trajectory 3y
202544,267,559
20262,375,673
20240
Form 5500 Plan Count Trajectory 3y
202546
20267
20242
Schedule C Total Compensation
46,643,232
Schedule C Service Provider Rows
55

SEC EDGAR

Edgar Cik
0002087518
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-10-14
Edgar Last Filing Date
2025-10-14
Edgar Form D Count
1
Edgar Form D Offerings
2025-10-142025-10-14 · 0002087518-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Window
State Street3
Full
State Street183
Jpmorgan141
U.s. Bank128
Bny Mellon14
E*trade4
Edgar Addresses
Mailing
150 N. RIVERSIDE PLAZASUITE 2100CHICAGO, IL 60606
Business
150 N. RIVERSIDE PLAZASUITE 2100CHICAGO, IL 60606
Edgar EIN
393370246
Edgar Recent Filings
D2025-10-14 · 0002087518-25-000001
Fee Schedule
Bracket Vi56
Bracket Xii15
Bracket Iii10
Bracket Xi7
Bracket V6
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-09T18:16:30Z
Rdap Domain Last Changed
2025-09-07T09:59:06Z
Rdap Nameservers
Ns1.a0.impervasecuredns.netNs1.a1.impervasecuredns.netNs1.a2.impervasecuredns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (8)

8
JACQUES PHILIPPE CHAPPUIS
Executive Officer · 2.5%
1908265
MATHEW ROBERT DOUGLASS
Executive Officer · 2.5%
2516114
EWING, JOHN, MARTIN
Executive Officer · 2.5%
6611155
MUHLHAUSER, JURGEN
Executive Officer · 2.5%
1733704
VIBERT, JOHN, ESTE ZOLTAN
Executive Officer · 2.5%
2425424
JAMES CRAIG SCHACHTEL
IAR
2782354
ROBERT M PACICCO
IAR
4981301
Bradford Angle
IAR
5830923