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SCHMITZ CAPITAL PARTNERS, LLC

B64
CRD 105702·SEC 801-33527·MILL VALLEY, CA
AUM
$132.0M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$396K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCHMITZ CAPITAL PARTNERS, LLC
CRD
105702
SEC file #
801-33527
EIN
—
DBA names
—

Economics

AUM
$132.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$104.4M → $132.0M▲ +26%
Client mix
Individuals High Net Worth207
Individuals Other16

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
MILL VALLEY CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
schmitzcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHMITZ, STEVEN, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SCHMITZ, STEVEN, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SCHMITZCAPITAL.COM
Rdap Domain Creation Date
2010-01-19T18:00:04Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
Advanced Internet Technologies, Inc. (AIT)

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-19T18:00:04Z
Rdap Domain Last Changed
2023-01-24T19:57:36Z
Rdap Nameservers
Ns0.nameservices.netNs1.nameservices.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1432690
Trust Company Affiliate
No

People (2)

2
SCHMITZ, STEVEN, JOSEPH
IAR · Direct Owner · 87.5%
1432690
MICHAEL JOSEPH SCHMITZ
IAR
4223919