SourcingSourcing

BROOKS, MOORE & ASSOCIATES, INC.

B57
CRD 105716·SEC 801-26708·CHATTANOOGA, TN
AUM
$348.9M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROOKS, MOORE & ASSOCIATES, INC.
CRD
105716
SEC file #
801-26708
EIN
—
DBA names
—

Economics

AUM
$348.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$208.1M → $348.9M▲ +68%
Client mix
Individuals High Net Worth95
Individuals Other70
Corporations12

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
CHATTANOOGA TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/29/2026
ADV-W filed at
—
Website
brooksmoore.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOORE, RICHARD, LOGAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
MOORE, RICHARD, LOGAN
BROOKS, JAY, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BROOKSMOORE.NET
Rdap Domain Creation Date
2007-05-25T16:20:13Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-05-25T16:20:13Z
Rdap Domain Last Changed
2025-05-26T11:04:49Z
Rdap Nameservers
Ns8.wixdns.netNs9.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1822214
Trust Company Affiliate
No

People (3)

3
MOORE, RICHARD, LOGAN
IAR · Direct Owner · 62.5%
1822214
BROOKS, JAY, WILLIAM
IAR · Direct Owner · 37.5%
4343684
Brooks, Jay, William
IAR · Direct Owner · 7.5%
6915191