RUSSELL INVESTMENT MANAGEMENT, LLC

CRD

105734

SEC file #

801-17141

EIN

981320542

DBA names

Russell Investments

Economics

AUM

$68.60B

AUM band

$1B+

AUM trajectory

'20 · $43.26B

'21 · $35.45B

'22 · $43.81B

'23 · $53.89B

'25 · $62.38B

'26 · $68.60B

'20'26

$43.26B → $68.60B▲ +59%

sec adv history

Client mix

Investment Companies	58
Other Investment Advisers	11
Pooled Investment Vehicles	1
Pension Profit Sharing Plans	1
Insurance Companies	1

Operations

Employees (total)

569

Advisory staff (per ADV)

115

Advisory staff (5-yr trend)

'20 · 146 advisors

'21 · 127 advisors

'22 · 209 advisors

'23 · 236 advisors

'25 · 122 advisors

'26 · 115 advisors

'20'26

146 advisors → 115 advisors▼ -21%

sec adv history

Primary office

SEATTLE WA

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing

04/01/2026

youtube.com/russellinvestments

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

RUSSELL INVESTMENTS US RETAIL

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

RUSSELL INVESTMENTS US RETAIL

BARBACK, VERNON, RICHARD

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:russell.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

189,000

Form 5500 Compensation Trajectory 3y

2025

189,000

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

189,000

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001692234

Edgar Registered

Yes

Edgar Filing Count

129

Edgar First Filing Date

2017-01-23

Edgar Last Filing Date

2026-05-08

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-08

Accession0001193125-26-213225

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
E*trade	4
State Street	3
Fidelity	2
Bny Mellon	1

adv brochure

Edgar Addresses

Mailing

401 UNION STREET18TH FLOORSEATTLE, WA 98101

Business

REX HOUSE10 REGENT STREETLONDON, SW1Y4PEUnited Kingdom

Edgar EIN

981320542

Edgar Recent Filings

13F-HR2026-05-08 · 0001193125-26-213225

13F-HR2026-02-17 · 0001193125-26-053181

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

Yes

People (56)

BARBACK, VERNON, RICHARD

4347165

BOWEN, SCOTT, SPENCER

2755021

CURRAN, AMY, ELIZABETH

EL-HILLOW, KATHERINE, ANNE

4876594

4889284

PALTROWITZ, MARK, DAVID

2787627

SURLOFF, HOWARD, BRIAN

7525747

BILLIE JOAN CHRISTIANSEN

5187799

WILLIAM COURTNEY CAIN

KEVIN THOMAS CARL NIELSEN

5360902

ALEXANDRA ELIZABETH SHEI

SCOTTLAND CARL JACOBSON

5548210

AUSTIN MICHAEL O'NEILL

SOPHIE-CHARLOTTE NATALIE ANTAL GILBERT

6269636

Jacob Clark Kelderman

ROMAN JOURDAIN SAMUELS

RICHARD JAMES CARTLEDGE

TIMOTHY JOSEPH HALVERSON

2952481

STEPHEN EDWARD KREZINSKI

5350651

WILLIAM CARMINE O'MALLEY

5221413

JOSEPH MICHAEL MCNALLY

STEPHEN NATHANIEL BOTTCHER

3139911

Thomas Dunbar Andersen

4282016

BRADLEY MICHAEL REINKE

Michael Connor Callahan

SARA MARIE SCHUMACHER