SourcingSourcing

ZERMATT WEALTH PARTNERS LLC

A69
CRD 105736·SEC 801-17502·SAN DIEGO, CA
AUM
$158.4M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$475K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ZERMATT WEALTH PARTNERS LLC
CRD
105736
SEC file #
801-17502
EIN
—
DBA names
Zermatt Wealth Partners

Economics

AUM
$158.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$272.7M → $158.4M▼ -42%
Client mix
Individuals Other124
Individuals High Net Worth85
Pension Profit Sharing Plans1
Corporations1

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
SAN DIEGO CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/zermatt-wealth-partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZERMATT HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
ZERMATT HOLDINGS, LLC
DWORSKY, LOUIS, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
57,522
Form 5500 Compensation Trajectory 3y
202557,522
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
57,522
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
DWORSKY, LOUIS, DAVID
IAR · Executive Officer · 2.5%
1689624
David Scott Harris
Executive Officer · 2.5%
1250257
WHITE, DAVID, PHIPPS
Executive Officer · 2.5%
1027468
ANDREW MARSHALL JENSEN
IAR
5697041
Austin Joseph Griffie
IAR
7020479