SourcingSourcing

ALDEBARAN FINANCIAL INC

B60
CRD 105741·SEC 801-31093·KINGSPORT, TN
AUM
$222.8M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$668K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALDEBARAN FINANCIAL INC
CRD
105741
SEC file #
801-31093
EIN
621472857
DBA names
—

Economics

AUM
$222.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$329.9M → $222.8M▼ -32%
Client mix
Individuals Other307
Individuals High Net Worth43
Charitable Organizations16

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
KINGSPORT TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
aldebaranfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RABER, PETER, WILLIAM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
RABER, PETER, WILLIAM
RABER, KATHERINE, ARCHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALDEBARANFINANCIAL.COM
Rdap Domain Creation Date
2001-06-12T22:58:48Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001353110
Edgar Registered
Yes
Edgar Filing Count
55
Edgar First Filing Date
2014-02-13
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
53
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001062993-26-002611

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
200 COLONIAL HEIGHTS RD.KINGSPORT, TN 37663
Edgar EIN
621472857
Edgar Recent Filings
13F-HR2026-05-14 · 0001062993-26-002611
13F-HR2026-01-23 · 0001062993-26-000397
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-12T22:58:48Z
Rdap Domain Last Changed
2024-08-06T04:16:01Z
Rdap Nameservers
Ns-cloud-d1.googledomains.comNs-cloud-d2.googledomains.comNs-cloud-d3.googledomains.comNs-cloud-d4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
3274903
Trust Company Affiliate
No

People (4)

4
RABER, PETER, WILLIAM
IAR · Direct Owner · 87.5%
3274903
RABER, KATHERINE, ARCHER
Executive Officer · 2.5%
7200403
Kaylee Feathers
IAR
7851900
Brian William Brummett
IAR
6893763