SourcingSourcing

SEARCY FINANCIAL SERVICES, INC.

C26
CRD 105807·SEC 801-16377·OVERLAND PARK, KS
AUM
$514.0M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SEARCY FINANCIAL SERVICES, INC.
CRD
105807
SEC file #
801-16377
EIN
611416844
DBA names
—

Economics

AUM
$514.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$230.1M → $514.0M▲ +123%
Client mix
Individuals High Net Worth104
Individuals Other81
Pension Profit Sharing Plans8

Operations

Employees (total)
9
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
7 advisors → 9 advisors▲ +29%
Primary office
OVERLAND PARK KS
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
searcyfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHAFFER, MARCUS, CLINTON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
SHAFFER, MARCUS, CLINTON
FALES, JOHN, CHRISTOPHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SEARCYFINANCIAL.COM
Rdap Domain Creation Date
2000-05-10T17:33:36Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000354923
Edgar Registered
Yes
Edgar Filing Count
32
Edgar First Filing Date
2019-02-06
Edgar Last Filing Date
2026-04-14
Edgar 13f Count
30
Edgar 13f Latest AUM Estimate
Filing Date2026-04-14
Accession0000354923-26-000006

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
12980 FOSTER STREETSUITE 160OVERLAND PARK, KS 66213
Business
12980 FOSTER STREETSUITE 160OVERLAND PARK, KS 66213
Edgar EIN
611416844
Edgar Recent Filings
13F-HR2026-04-14 · 0000354923-26-000006
13F-HR2026-01-22 · 0000354923-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-10T17:33:36Z
Rdap Domain Last Changed
2026-05-09T08:47:01Z
Rdap Nameservers
Brianna.ns.cloudflare.comGerald.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4777059
Trust Company Affiliate
No

People (10)

10
SHAFFER, MARCUS, CLINTON
IAR · Direct Owner · 62.5%
4777059
BROOKE, RYAN, WAYNE
IAR · Direct Owner · 17.5%
6422010
FALES, JOHN, CHRISTOPHER
IAR · Direct Owner · 17.5%
6056370
KMETTY, JESSICA, ANN
IAR · Executive Officer · 2.5%
4554864
BRENDA MARIE CARRICO
IAR
5415922
Anna Elizabeth Veres
IAR
7574283
Tanner J Manning
IAR
7933712
Diantha Emily Lemon
IAR
7975465
Matthew Ray
IAR
8107435
Daniel I Rubio
IAR
8262566