SourcingSourcing

BARNETT & CO INC

A77
CRD 105867·SEC 801-20295·CHATTANOOGA, TN
AUM
$142.0M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$426K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARNETT & CO INC
CRD
105867
SEC file #
801-20295
EIN
—
DBA names
—

Economics

AUM
$142.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$264.1M → $142.0M▼ -46%
Client mix
Individuals Other60
Individuals High Net Worth56

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
5 advisors → 3 advisors▼ -40%
Primary office
CHATTANOOGA TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/29/2026
ADV-W filed at
—
Website
barnettandcompany.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARNETT, WARREN, MAGILL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BARNETT, WARREN, MAGILL
ADAMCZYK, DENISE, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BARNETTANDCOMPANY.COM
Rdap Domain Creation Date
1998-05-05T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-09-07T04:17:33Z
Rdap Domain Last Changed
2023-10-23T19:14:42Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
857529
Trust Company Affiliate
No

People (4)

4
BARNETT, WARREN, MAGILL
IAR · Direct Owner · 87.5%
857529
ADAMCZYK, DENISE, MARIE
Executive Officer · 2.5%
2859934
CARTER Y HANSARD
IAR
6274717
James Clay Crumbliss
IAR
6149932