SourcingSourcing

CLAYTON FINANCIAL SERVICES INC

C43
CRD 105898·SEC 801-17344·TOPEKA, KS
AUM
$909.8M
$500M-$1B
Est. Revenue
$9.1M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLAYTON FINANCIAL SERVICES INC
CRD
105898
SEC file #
801-17344
EIN
—
DBA names
Clayton Wealth Partners

Economics

AUM
$909.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$443.9M → $909.8M▲ +105%
Client mix
Individuals Other606
Individuals High Net Worth110
Charitable Organizations19
Other18

Operations

Employees (total)
14
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
8 advisors → 8 advisors▬ 0%
Primary office
TOPEKA KS
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPublication of periodicals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
facebook.com/claytonwealthpartners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLAYTON, DEBRA, ANN
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
CLAYTON, DEBRA, ANN
CLAYTON, RANDY, JOE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
13
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2165594
Trust Company Affiliate
No

People (10)

10
WALDEN, JAMES, MICHAEL
IAR · Direct Owner · 17.5%
4188489
Duncan, BARBARA, JEAN
IAR · Direct Owner · 17.5%
5716333
YOUNG, ELIZABETH, ANN
IAR · Direct Owner · 17.5%
5715790
DEBRA ANN CLAYTON
Direct Owner · 17.5%
2165594
RANDY JOE CLAYTON
Direct Owner · 17.5%
842998
Patty, Clinton, E
Direct Owner · 17.5%
7088954
Sean Andrew Bounous
IAR
8038482
ERIC SCOTT PURCELL
IAR
5401555
Colton Kelly Walker
IAR
6969811
Zachary Wayne Pohlenz
IAR
6786389