SourcingSourcing

WALL CAPITAL GROUP, INC.

B55
CRD 105913·SEC 801-41815·PHOENIX, AZ
AUM
$294.7M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$884K
@ 30% margin
Est. Deal Value
$7.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WALL CAPITAL GROUP, INC.
CRD
105913
SEC file #
801-41815
EIN
363709647
DBA names
—

Economics

AUM
$294.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$1.09B → $294.7M▼ -73%
Client mix
Individuals Other760
Individuals High Net Worth34
State Or Municipal Govt5

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
wallcapitalgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WALL, COLLEEN, MAY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WALL, COLLEEN, MAY
WALL, DAVID, JEROME
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WALLCAPITALGROUP.COM
Rdap Domain Creation Date
2016-11-01T16:52:47Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001699803
Edgar Registered
Yes
Edgar Filing Count
30
Edgar First Filing Date
2017-04-07
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
30
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0001699803-26-000006
Edgar Former Names
Money Matters Financial Group Inc

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1594
Soi Zip Pct 200k Plus
0.0221
Soi Zip Returns 200k Plus
400
Soi Zip Total AGI
1,163,973
Fdic Zip Total Deposits
4,807,849,000
Fdic Zip Branch Count
156
Fdic Zip Top Banks
Zions Bancorporation, N.A.
National Bank of Arizona

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Window
Charles Schwab9
Full
Charles Schwab15
E*trade4
Edgar Addresses
Mailing
2550 W UNION HILLS DRIVESUITE 350PHOENIX, AZ 85027
Business
2550 W UNION HILLS DRIVESUITE 350PHOENIX, AZ 85027
Edgar EIN
363709647
Edgar Recent Filings
13F-HR2026-04-20 · 0001699803-26-000006
13F-HR2026-02-17 · 0001699803-26-000004
Fdic Zip Branches Raw
Century BankPhoenix, AZ
Founders Bank of ArizonaPhoenix, AZ
Fdic Zip HHI
1031.56
Fdic Zip Top Bank Share Pct
18.85
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-01T16:52:47Z
Rdap Domain Last Changed
2024-11-07T14:39:04Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI57,885
Returns4,310
Stub 2
AGI195,808
Returns5,230
Stub 3
AGI221,387
Returns3,620
Soi Zip Total Business Income
30,349
Soi Zip Total Cap Gains
30,667
Soi Zip Total Dividends
6,779
Soi Zip Total Returns
18,070
Top Owner CRD
4363689
Trust Company Affiliate
No

People (4)

4
WALL, DAVID, JEROME
IAR · Direct Owner · 62.5%
1513469
WALL, COLLEEN, MAY
Direct Owner · 62.5%
4363689
Stocker, Alisha, Michelle
IAR · Executive Officer · 2.5%
7341264
James Lee Stocker
IAR
8120247