SourcingSourcing

THE CAVANAUGH GROUP INC

B60
CRD 105931·SEC 801-50257·KIAWAH ISLAND, SC
AUM
$485.7M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE CAVANAUGH GROUP INC
CRD
105931
SEC file #
801-50257
EIN
—
DBA names
—

Economics

AUM
$485.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$512.9M → $485.7M▼ -5%
Client mix
Individuals High Net Worth24
Individuals Other20

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
KIAWAH ISLAND SC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/05/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KEITH, DANIEL, CAVANAUGH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KEITH, DANIEL, CAVANAUGH
KEITH, JESSICA, PHELPS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1348403
Trust Company Affiliate
No

People (2)

2
KEITH, DANIEL, CAVANAUGH
IAR · Direct Owner · 87.5%
1348403
KEITH, JESSICA, PHELPS
IAR · Executive Officer · 2.5%
2420995